Form 8-K
8-K — Stewards, Inc.
Accession: 0001663577-26-000266
Filed: 2026-09-09
Period: 2026-09-09
CIK: 0001795851
SIC: 6153 (SHORT-TERM BUSINESS CREDIT INSTITUTIONS)
Item: Other Events
Item: Financial Statements and Exhibits
Documents
8-K — swrd_8k090926.htm (Primary)
EX-99.1 — PRESS RELEASE DATED SEPTEMBER 9, 2026 (ex99_1.htm)
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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
____________________
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date
of Report (Date of earliest event reported): September
9, 2026
Stewards, Inc.
(Exact name of registrant as specified in its charter)
Nevada
001-43473
88-0436017
(State or other jurisdiction of incorporation)
(Commission File Number)
(I.R.S. Employer Identification No.)
4300 N. University Drive Suite D-105
Lauderhill, Florida
33351
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code: 1.516.419-5300
Not
Applicable
(Former name or former address, if changed since last
report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following provisions:
[ ]
Written communications pursuant to Rule 425 under the Securities Act (17CFR 230.425)
[ ]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title
of each class
Trading
Symbol(s)
Name
of each exchange on which registered
Common
Stock, par value $0.0001 per share
SWRD
The
Nasdaq Stock Market LLC
Indicate by check mark whether the registrant is an emerging growth company
as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934
(§240.12b-2 of this chapter).
Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant
to Section 13(a) of the Exchange Act. [ ]
1
Item
8.01 Other Events.
On
September 9, 2026, Stewards, Inc. (the “Company”) received written approval from the Listing Qualifications Department of
The Nasdaq Stock Market LLC (“Nasdaq”) to list the Company’s common stock, par value $0.0001 per share (the “Common
Stock”), on the Nasdaq Capital Market.
On
September 9, 2026, the Company filed a Form 8-A12B with the Securities and Exchange Commission (File No. 001-43473; Accession No. 0001663577-26-000264)
to register the Common Stock under Section 12(b) of the Securities Exchange Act of 1934, as amended. Nasdaq has submitted its certification
with respect to such listing. The Common Stock is expected to commence trading on the Nasdaq Capital Market under the symbol “SWRD”
at the market open on September 10, 2026. The Company expects quotation of the Common Stock on the OTCID Market operated by OTC Markets
Group Inc. to cease at the close of trading on September 9, 2026. The CUSIP number of the Common Stock remains 312084106. The listing
does not involve a concurrent public offering by the Company.
On
September 9, 2026, the Company issued a press release announcing the listing approval and the expected first day of trading. A copy of
the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K.The information in Exhibit 99.1 shall not be deemed
“filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities
of that section, nor shall it be deemed incorporated by reference into any filing under the Securities Act of 1933, as amended, except
as expressly set forth by specific reference in such filing.
Item
9.01 Financial Statements and Exhibits.
(d)
Exhibits
Exhibit
No.
Description
99.1
Press release dated September 9, 2026
104
Cover
Page Interactive Data File (embedded within the Inline XBRL document).
3
SIGNATURES
Pursuant to the requirements of the Securities Exchange
Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Stewards, Inc.
/s/ Katuischia Murless
Katuischia Murless
Chief Financial Officer
Date September 9, 2026
4
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EX-99.1
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Stewards to Begin Trading on Nasdaq Capital Market Under
Symbol “SWRD”
Company’s common stock to begin trading on Nasdaq
at market open on Sept. 10, 2026
FORT LAUDERDALE, Fla., Sept. 9, 2026 — Stewards,
Inc. (OTCID: SWRD) (“Stewards” or the “Company”), a diversified financial platform spanning private credit, real
assets and technology-enabled financial infrastructure, today announced that it has received approval from the Listing Qualifications
Department of The Nasdaq Stock Market LLC to list its common stock on the Nasdaq Capital Market.
The Company’s common stock will begin trading on the Nasdaq
Capital Market under its existing ticker symbol, “SWRD,” at market open on Thursday, Sept. 10, 2026, subject to the effectiveness
of the Company’s Form 8-A and satisfaction of customary Nasdaq listing conditions. Until trading commences on Nasdaq, the Company’s
common stock will continue to trade on the OTCID Market under the symbol “SWRD.”
The Nasdaq uplisting marks an important milestone in Stewards’
evolution as the Company continues to build an integrated financial platform spanning private credit, real assets and technology.
“This is an important moment for Stewards and the result
of a tremendous amount of work across our entire organization,” said Shaun Quin, Chief Executive Officer of Stewards, Inc. “Our
move to Nasdaq represents much more than a change in where our shares trade. It reflects the progress we have made building the Company,
strengthening our leadership and governance, and positioning Stewards for its next stage of growth.”
Stewards’ operating platform is anchored by its private
credit business, which provides short-duration revenue-based financing, primarily through merchant cash advances, to small and midsized
businesses. Since 2020, the platform has originated more than $153 million in cumulative direct and syndicated funding across more than
10,000 small businesses.
The Company has also expanded into income-producing real assets,
adding diversification to its broader platform, while continuing to invest in technology and automation designed to improve origination,
underwriting and operating efficiency. Stewards is also evaluating longer-term digital financial infrastructure opportunities as part
of its broader technology strategy.
“We have always believed that great businesses are built
by taking a long-term approach to capital, relationships and value creation,” said Glen Steward, Chairman of the Board of Stewards,
Inc. “Nasdaq gives Stewards a larger platform from which to continue building. This milestone broadens our visibility in the U.S.
capital markets and introduces Stewards to a much wider community of investors as we execute our long-term strategy.”
The Nasdaq listing is expected to broaden Stewards’ visibility
among institutional and retail investors and represents another step in the Company’s continued development in the U.S. public markets.
The uplisting does not involve a concurrent public offering
by the Company.
About Stewards, Inc.
Stewards, Inc. (Nasdaq: SWRD) is a diversified financial platform
focused on private credit, real assets and technology-enabled financial infrastructure. Through Stewards Business Capital, the Company
provides revenue-based financing to small and midsized businesses through an established origination, underwriting and servicing platform.
Stewards’ Real Assets business expands the platform through income-producing real estate, while the Company continues to develop
technology designed to improve operating efficiency and connectivity across its businesses.
For more information, visit Stewards.com.
Forward-Looking Statements
This press release contains forward-looking statements within
the meaning of applicable federal securities laws. Forward-looking statements include statements regarding the commencement and timing
of trading on Nasdaq, the Company’s strategy, growth plans, market opportunities, access to capital, private credit and real asset
businesses, technology initiatives and future development. These statements are based on current expectations and assumptions and involve
risks and uncertainties that could cause actual results to differ materially from those expressed or implied.
Such risks and uncertainties include, among others, the possibility
that commencement of trading on Nasdaq is delayed or does not occur on the expected timetable, the Company’s ability to satisfy
remaining listing conditions and maintain compliance with Nasdaq’s continued listing requirements, general economic conditions,
credit performance, access to capital, regulatory developments, execution risks, competition and the risk that an active and liquid trading
market in the Company’s common stock may not develop or be sustained. Additional information regarding risks and uncertainties is
contained in the Company’s filings with the U.S. Securities and Exchange Commission. Forward-looking statements speak only as of
the date of this release, and the Company undertakes no obligation to update them except as required by law.
Investor Relations
Stewards, Inc.
IR@Stewards.com
Stewards.com
Media Contact
Scott McGowan
Chief Marketing Officer
Stewards, Inc.
IR@Stewards.com
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