Form 8-K/A
8-K/A — OS Therapies Inc
Accession: 0001213900-26-075781
Filed: 2026-07-07
Period: 2026-06-30
CIK: 0001795091
SIC: 2834 (PHARMACEUTICAL PREPARATIONS)
Item: Financial Statements and Exhibits
Documents
8-K/A — ea0297249-8ka1_ostherapies.htm (Primary)
EX-10.3 — SIDE LETTER, DATED JUNE 30, 2026, BETWEEN OS THERAPIES INCORPORATED AND LEONITE FUND I, LP. (ea029724901ex10-3.htm)
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8-K/A — AMENDMENT NO. 1 TO FORM 8-K
8-K/A (Primary)
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0001795091
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
DC 20549
FORM
8-K/A
(Amendment No. 1)
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of Report (Date of earliest event reported): June 30, 2026
OS
THERAPIES INCORPORATED
(Exact
name of registrant as specified in its charter)
Delaware
001-42195
82-5118368
(State
or other jurisdiction
of incorporation)
(Commission
File Number)
(IRS
Employer
Identification No.)
115
Pullman Crossing Road, Suite 103
Grasonville, Maryland
21638
(Address
of Principal Executive Offices)
(Zip
Code)
Registrant’s
telephone number, including area code: (410) 297-7793
N/A
(Former
name or former address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
☐
Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities
registered pursuant to Section 12(b) of the Act:
Title
of Each Class
Trading
Symbol(s)
Name
of Each Exchange on Which Registered
Common Stock, par value
$0.001 per share
OSTX
NYSE American
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
AMENDMENT
NO. 1
TO
CURRENT
REPORT ON FORM 8-K/A
OS
Therapies Incorporated
June
30, 2026
EXPLANATORY
NOTE
This
Amendment No. 1 on Form 8-K/A (this “Amendment”) amends the Current Report on Form 8-K filed by OS Therapies Incorporated
(the “Company”) with the Securities and Exchange Commission (the “SEC”) on July 2, 2026 (the “Original
Form 8-K”). This Amendment is being filed solely to include as Exhibit 10.3 the side letter, dated June 30, 2026, between the Company
and Leonite Fund I, LP, which was entered into in connection with the private placement transaction described in the Original Form 8-K
and was inadvertently omitted from the exhibits filed with the Original Form 8-K. Except as described above, this Amendment does not
amend, update or otherwise modify the disclosures contained in the Original Form 8-K, and this Amendment should be read in conjunction
with the Original Form 8-K.
Item
9.01 Financial Statements and Exhibits.
(d)
Exhibits.
Exhibit
Number
Description
4.1*
Form
of Senior Secured Convertible Promissory Note (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on
Form 8-K filed with the SEC on July 2, 2026).
4.2
Form
of Common Stock Purchase Warrant (incorporated by reference to Exhibit 4.2 to the Company’s Current Report on Form 8-K filed
with the SEC on July 2, 2026).
10.1*
Securities
Purchase Agreement, dated as of June 30, 2026, among OS Therapies Incorporated, OS Animal Health Inc., OS Therapies UK LTD and Leonite
Fund I, LP (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed with the SEC on July
2, 2026).
10.2
Pledge
and Security Agreement, dated as of June 30, 2026, among OS Therapies Incorporated, OS Animal Health Inc., OS Therapies UK LTD and
Leonite Fund I, LP (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed with the SEC
on July 2, 2026).
10.3
Side Letter, dated June 30, 2026, between OS Therapies Incorporated and Leonite Fund I, LP.
99.1
Press
Release issued by OS Therapies Incorporated on July 2, 2026 (incorporated by reference to Exhibit 99.1 to the Company’s Current
Report on Form 8-K filed with the SEC on July 2, 2026).
104
Cover Page Interactive
Data File (embedded within the Inline XBRL document).
*
Pursuant to Item 601(a)(5)
of Regulation S-K, certain schedules and exhibits have been omitted. The registrant agrees to furnish supplementally a copy of any
omitted schedule or exhibit to the SEC upon its request.
1
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
OS THERAPIES INCORPORATED
Dated: July 7, 2026
By:
/s/
Paul A. Romness, MPH
Name:
Paul A. Romness, MPH
Title:
President and Chief Executive Officer
2
EX-10.3 — SIDE LETTER, DATED JUNE 30, 2026, BETWEEN OS THERAPIES INCORPORATED AND LEONITE FUND I, LP.
EX-10.3
Filename: ea029724901ex10-3.htm · Sequence: 2
Exhibit 10.3
June 30, 2026
Leonite Fund I, LP
600 East Crescent Avenue, Suite 104
Upper Saddle River, New Jersey 07458
Attention: Avi Geller
Ladies and Gentlemen:
OS Therapies Incorporated,
a Delaware corporation (the “Company”), certain wholly owned subsidiaries of the Company and Leonite Fund I, LP, a Delaware
limited partnership (the “Investor”), are parties to that certain Securities Purchase Agreement, dated as of June 30, 2026
(the “Purchase Agreement”), pursuant to which the Company agreed to, among other things, issue to the Investor (i) a senior
secured convertible promissory note in the principal amount of up to $10,000,000 (the “Note”), to be funded in one or more
tranches, and (ii) a warrant to purchase up to 1,750,000 shares of the Company’s common stock (the “Warrant” and, collectively
with the Note, the Purchase Agreement and the other agreements, instruments and documents delivered in connection therewith, the “Transaction
Documents”). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such terms in the Note,
the Warrant or the Purchase Agreement, as applicable.
Section 2.2(b)(4) of the Note
provides that, among other things, such Section applies only to a Dilutive Issuance (as defined in the Note) occurring after July 1, 2026,
and no sale, grant, disposition, amendment, announcement, filing or other event occurring prior to July 1, 2026 shall constitute or be
deemed to constitute a Dilutive Issuance or otherwise give rise to any adjustment under Section 2.2(b)(4) of the Note. Notwithstanding
anything to the contrary in the Note, the parties hereby agree that any Dilutive Issuance shall constitute a Dilutive Issuance for all
purposes under Section 2.2(b)(4) of the Note; provided, however, that no adjustment under Section 2.2(b)(4) of the Note arising from any
Dilutive Issuance shall become effective on or prior to September 29, 2026. Any adjustment under Section 2.2(b)(4) of the Note arising
from a Dilutive Issuance occurring on or prior to September 29, 2026 shall be determined in accordance with the terms of the Note as of
the date of such Dilutive Issuance, but shall automatically become effective on September 30, 2026, without any further action by any
party.
Section 2(c) of the Warrant
provides that, among other things, such Section applies only to a Dilutive Issuance (as defined in the Warrant) occurring after July 1,
2026, and no sale, grant, disposition, amendment, announcement, filing or other event occurring on or prior to July 1, 2026 shall constitute
a Dilutive Issuance or give rise to any adjustment under Section 2(c) of the Warrant. Notwithstanding anything to the contrary in the
Warrant, the parties hereby agree that any Dilutive Issuance shall constitute a Dilutive Issuance for all purposes under Section 2(c)
of the Warrant; provided, however, that no adjustment under Section 2(c) of the Warrant arising from any Dilutive Issuance shall become
effective on or prior to September 29, 2026. Any adjustment under Section 2(c) of the Warrant arising from a Dilutive Issuance occurring
on or prior to September 29, 2026 shall be determined in accordance with the terms of the Warrant as of the date of such Dilutive Issuance,
but shall automatically become effective on September 30, 2026, without any further action by any party.
The parties acknowledge that
certain provisions of the Transaction Documents, including, without limitation, Sections 4.13 (Right of First Refusal), 4.14 (Terms of
Future Financings) and 4.16 (Rollover Rights) of the Purchase Agreement and the Warrant, contain certain carve-outs or exceptions. Notwithstanding
anything to the contrary in the Purchase Agreement, the Note, the Warrant or any other Transaction Document, the parties hereby agree
that each carve-out or exception set forth in any Transaction Document relating to an offering resulting in, or reasonably expected to
result in, gross proceeds to the Company of at least $5,000,000 shall apply only to an offering in which gross proceeds to the Company
of at least $5,000,000 are received in a single closing, and gross proceeds received across multiple closings, tranches or separate offerings
shall not be aggregated for purposes of satisfying such $5,000,000 threshold.
Except as expressly modified
by this letter agreement, the Note, the Warrant and the other Transaction Documents shall remain unchanged, unmodified and in full force
and effect in accordance with their respective terms. Nothing contained herein shall be deemed to constitute a waiver of any right of
the Investor or an obligation of the Company under the Transaction Documents.
In the event of any conflict
or inconsistency between the provisions of this letter agreement and the provisions of the Note or the Warrant with respect to the subject
matter hereof, the provisions of this letter agreement shall control and govern.
This letter agreement shall
be governed by and construed in accordance with the laws of the State of Delaware, without regard to its conflict of laws principles.
The governing law, dispute resolution, arbitration, equitable relief, receiver, security-interest enforcement, forum selection, jurisdiction,
service of process, waiver of jury trial, venue and related remedies provisions set forth in the Purchase Agreement are hereby incorporated
by reference into this letter agreement, mutatis mutandis, and shall apply to this letter agreement as if set forth herein in full.
This letter agreement may
be executed in one or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and
the same agreement. Signatures delivered by electronic mail (including .pdf or any electronic signature complying with the U.S. federal
ESIGN Act of 2000) or other electronic transmission shall be deemed original signatures for all purposes.
If the foregoing accurately
reflects the agreement between the parties, please indicate your acceptance by executing this letter agreement in the space provided below.
This letter agreement shall be effective as of date hereof upon execution and delivery by each of the parties hereto.
[Signature Page Follows]
2
Very truly yours,
OS THERAPIES INCORPORATED
By:
/s/ Paul A. Romness
Name:
Paul A. Romness
Title:
President and Chief Executive
Officer
AGREED AND ACCEPTED
as of the date first written above:
LEONITE FUND I, LP
By:
Leonite Advisors, LLC
its Manager
By:
/s/ Avi Geller
Name:
Avi Geller
Title:
Manager
[Signature Page to Side Letter]
3
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Cover
Jun. 30, 2026
Cover [Abstract]
Document Type
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Amendment Description
This
Amendment No. 1 on Form 8-K/A (this “Amendment”) amends the Current Report on Form 8-K filed by OS Therapies Incorporated
(the “Company”) with the Securities and Exchange Commission (the “SEC”) on July 2, 2026 (the “Original
Form 8-K”). This Amendment is being filed solely to include as Exhibit 10.3 the side letter, dated June 30, 2026, between the Company
and Leonite Fund I, LP, which was entered into in connection with the private placement transaction described in the Original Form 8-K
and was inadvertently omitted from the exhibits filed with the Original Form 8-K. Except as described above, this Amendment does not
amend, update or otherwise modify the disclosures contained in the Original Form 8-K, and this Amendment should be read in conjunction
with the Original Form 8-K.
Document Period End Date
Jun. 30, 2026
Entity File Number
001-42195
Entity Registrant Name
OS
THERAPIES INCORPORATED
Entity Central Index Key
0001795091
Entity Tax Identification Number
82-5118368
Entity Incorporation, State or Country Code
DE
Entity Address, Address Line One
115
Pullman Crossing Road
Entity Address, Address Line Two
Suite 103
Entity Address, City or Town
Grasonville
Entity Address, State or Province
MD
Entity Address, Postal Zip Code
21638
City Area Code
410
Local Phone Number
297-7793
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Trading Symbol
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Security Exchange Name
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Entity Emerging Growth Company
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