Form 8-K
8-K — Aeries Technology, Inc.
Accession: 0001829126-26-003161
Filed: 2026-04-03
Period: 2026-03-31
CIK: 0001853044
SIC: 8742 (SERVICES-MANAGEMENT CONSULTING SERVICES)
Item: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
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8-K — aeriestech_8k.htm (Primary)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 31, 2026
Aeries Technology, Inc.
(Exact name of registrant as specified in its charter)
Cayman Islands
001-40920
98-1587626
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
60 Paya Lebar Road, #08-13
Paya Lebar Square
Singapore
409051
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code: (919) 228-6404
Not applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2):
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Class A ordinary shares, par value $0.0001 per share
AERT
Nasdaq Capital Market
Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AERTW
Nasdaq Capital Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 3.01.
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
On March 31, 2026, Aeries Technology,
Inc. (the “Company”) received formal notice from the Listing Qualifications Staff (the “Staff”) of The Nasdaq
Stock Market LLC (“Nasdaq”) indicating that the Company’s non-compliance with the minimum bid price requirement set
forth in Nasdaq Listing Rule 5550(a)(2) (the “Bid Price Rule”) would result in the delisting of the Company’s securities
from Nasdaq unless the Company timely requests a hearing before the Nasdaq Hearings Panel (the “Panel”). The Company intends
to timely request a hearing before the Panel, which request will stay any further action by Nasdaq pending the issuance of a decision
by the Panel and the expiration of any extension the Panel may grant to the Company following the hearing.
As previously disclosed, on September
30, 2025, the Staff notified the Company that, based upon the closing bid price of the Company’s common stock for the 30 prior consecutive
business days, the Company no longer satisfied the Bid Price Rule. In accordance with the Nasdaq Listing Rules, the Company thereafter
received one grace period to regain compliance with the rule, which ultimately expired on March 30, 2026. The Company did not evidence
compliance with the Bid Price Rule by that date and is not eligible for a second 180 day grace period as the Company does not comply with
the minimum stockholders’ equity requirement for initial listing on the Nasdaq Capital Market, which resulted in the issuance of
the Staff’s determination.
The Company is considering all
available options; however, there can be no assurance that the Panel will determine to continue the Company’s listing or that the
Company will be able to evidence compliance with the applicable listing criteria within any extension that may be granted by the Panel.
1
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Aeries Technology, Inc.
Date: April 3, 2026
By:
/s/ Bhisham (Ajay) Khare
Bhisham (Ajay) Khare
Chief Executive Officer and Director
2
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Entity Registrant Name
Aeries Technology, Inc.
Entity Central Index Key
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Entity Tax Identification Number
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Entity Incorporation, State or Country Code
E9
Entity Address, Address Line One
60 Paya Lebar Road
Entity Address, Address Line Two
#08-13
Entity Address, Address Line Three
Paya Lebar Square
Entity Address, City or Town
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City Area Code
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Class A ordinary shares, par value $0.0001 per share
Title of 12(b) Security
Class A ordinary shares, par value $0.0001 per share
Trading Symbol
AERT
Security Exchange Name
NASDAQ
Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
Title of 12(b) Security
Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
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Security Exchange Name
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