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Form 8-K

sec.gov

8-K — QUANTUM CORP /DE/

Accession: 0001628280-26-062548

Filed: 2026-09-17

Period: 2026-09-15

CIK: 0000709283

SIC: 3572 (COMPUTER STORAGE DEVICES)

Item: Submission of Matters to a Vote of Security Holders

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): September 15, 2026

Quantum Corporation

(Exact name of registrant as specified in its charter)

Delaware 001-13449 94-2665054

(State or other jurisdiction of incorporation or organization) (Commission File No.) (I.R.S. Employer Identification No.)

10770 E. Briarwood Avenue

Centennial, CO 80112

(Address of Principal Executive Offices) (Zip Code)

(408)  944-4000

Registrant's telephone number,

including area code

N/A

(Former name or former address, if changed since last report)

Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading Symbol Name of each exchange on which registered

Common Stock, $0.01 par value per share QMCO Nasdaq Global Market

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.07    Submission of Matters to a Vote of Security Holders.

The following is a brief description of each matter submitted to a vote at the 2026 annual meeting of shareholders of the Company held on September 15, 2026 (the “Annual Meeting”), as well as the number of votes with respect to each matter. For more information about these proposals, please refer to the Company’s definitive proxy statement on Schedule 14A filed with the SEC on July 29, 2026.

Proposal 1. The following directors were elected to serve until the 2027 annual meeting of shareholders or until their successors are duly qualified and elected:

For Against Abstain Broker Non-Votes

Hugues Meyrath 21,910,135 129,429 5,047 4,127,029

Tony J. Blevins 21,999,852 39,633 5,126 4,127,029

James C. Clancy 22,003,756 35,755 5,100 4,127,029

John A. Fichthorn 21,992,444 47,059 5,108 4,127,029

Donald J. Jaworski 21,911,930 127,115 5,566 4,127,029

John R. Tracy 21,403,568 635,860 5,183 4,127,029

Yue Zhou (Emily) White 21,914,386 125,172 5,053 4,127,029

Proposal 2. The amendment and restatement of the Quantum Corporation 2023 Long-Term Incentive Plan to increase the number of shares of the Company’s common stock reserved for issuance thereunder by 3,400,000 shares has been approved.

For Against Abstain Broker Non-Votes

21,866,419 167,018 11,174 4,127,029

Proposal 3. The compensation of the Company’s named executive officers has been approved, on a non-binding advisory basis.

For Against Abstain Broker Non-Votes

21,981,263 49,283 14,065 4,127,029

Proposal 4. The appointment of CohnReznick LLP as the Company’s independent registered public accounting firm for the fiscal year ending March 31, 2027 has been ratified.

For Against Abstain

26,115,827 34,689 21,124

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

QUANTUM CORPORATION

Date: September 17, 2026

By: /s/ William H. White

Name: William H. White

Title: Chief Financial Officer

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