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Form 8-K

sec.gov

8-K — Moelis & Co

Accession: 0001193125-26-285661

Filed: 2026-06-26

Period: 2026-06-25

CIK: 0001596967

SIC: 6282 (INVESTMENT ADVICE)

Item: Submission of Matters to a Vote of Security Holders

Item: Financial Statements and Exhibits

Documents

8-K — d921701d8k.htm (Primary)

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 26, 2026 (June 25, 2026)

Moelis & Company

(Exact name of Registrant as Specified in Its Charter)

Delaware

001-36418

46-4500216

(State or Other Jurisdiction

of Incorporation)

(Commission

File Number)

(IRS Employer

Identification No.)

399 Park Avenue

4th Floor

New York, New York

10022

(Address of Principal Executive Offices)

(Zip Code)

Registrant’s Telephone Number, Including Area Code: 212 883-3800

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading

Symbol(s)

Name of each exchange

on which registered

Class A Common Stock

MC

The New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.07

Submission of Matters to a Vote of Security Holders.

(a) On June 25, 2026, Moelis & Company (the “Company”) held its 2026 Annual Meeting of Stockholders (the “Annual Meeting”). (b) At the Annual Meeting, stockholders voted on proposals to (1) elect seven directors to the Company’s board of directors; (2) approve, on an advisory basis, the compensation of the Company’s named executive officers; and (3) ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026. Following is the final tabulation of votes cast at the meeting.

Proposal 1:

Seven directors were elected to the board of directors, based upon the following final tabulation of votes:

Nominee

Votes For

Votes

Against

Abstain

Broker

Non-Votes

Kenneth Moelis

104,126,855

1,793,715

48,546

6,996,824

Navid Mahmoodzadegan

105,104,622

815,023

49,471

6,996,824

Eric Cantor

103,627,123

2,293,044

48,949

6,996,824

Thorold Barker

105,230,158

717,326

21,632

6,996,824

Louise Mirrer

88,974,707

16,955,475

38,934

6,996,824

Kenneth L. Shropshire

93,123,872

12,806,996

38,248

6,996,824

Laila J. Worrell

90,059,432

15,864,346

45,338

6,996,824

Proposal 2:

The non-binding, advisory vote on the compensation of the Company’s named executive officers was approved, based upon the following final tabulation of votes:

For

80,732,541

Against

24,807,385

Abstain

429,190

Broker Non-Votes

6,996,824

Proposal 3:

The appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2026 was ratified, based upon the following final tabulation of votes:

For

110,693,108

Against

2,247,310

Abstain

25,522

Broker Non-Votes

0

(c) Not applicable.

(d) Not applicable.

Item 9.01

Financial Statements and Exhibits.

(d) Exhibits:

Exhibit

Number

Description

104

Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

MOELIS & COMPANY

Date: June 26, 2026

By:

/s/ Osamu Watanabe

Name:

Title:

Osamu Watanabe

General Counsel and Secretary

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