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Form 8-K

sec.gov

8-K — Sphere 3D Corp.

Accession: 0001062993-26-002631

Filed: 2026-05-14

Period: 2026-05-13

CIK: 0001591956

SIC: 6199 (FINANCE SERVICES)

Item: Submission of Matters to a Vote of Security Holders

Item: Financial Statements and Exhibits

Documents

8-K — form8k.htm (Primary)

EX-99.1 — EXHIBIT 99.1 (exhibit99-1.htm)

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8-K — FORM 8-K

8-K (Primary)

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Sphere 3D Corp.: Form 8-K - Filed by newsfilecorp.com

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2026-05-13

0001591956

Sphere 3D Corp.

0001591956

2026-05-13

2026-05-13

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

___________________________

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):

May 13, 2026

SPHERE 3D CORP.

(Exact name of registrant as specified in its charter)

Ontario

001-36532

98-1220792

(State or other jurisdiction

(Commission

(IRS Employer

of incorporation)

File Number)

Identification No.)

243 Tresser Blvd, 17th Floor

Stamford, Connecticut, United States

06901

(Address of principal executive offices) (ZIP Code)

Registrant’s telephone number, including area code: (647) 952 5049

Not Applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbols

Name of each exchange on which registered

Common Shares

ANY

NASDAQ Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b -2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.07 Submission of Matters to a Vote of Security Holders.

On May 13, 2026, Sphere 3D Corp. (the "Company") held an Annual Meeting of Shareholders ("Meeting"). Of the 3,767,086 shares of the Company's common shares outstanding as of the record date, 1,289,244 shares or 34.224%, were represented at the Meeting, constituting a quorum present at the Meeting. The shareholders considered three proposals at the Meeting, each of which is described in more detail in the Company's definitive proxy statement filed with the Securities and Exchange Commission on April 2, 2026. The voting results are set forth below.

1. Board Size

On a vote taken regarding board size, it was declared that the shareholders approved a resolution to set the size of the board at three members and to elect three directors. Voting results are as follows:

Votes For

Votes Against

Broker Non-Votes

983,114

127,056

179,074

2. Election of Directors

On a vote taken regarding the election of directors, it was declared that the shareholders approved a resolution to elect the following nominees as directors of Sphere 3D Corp. for the ensuing year or until their successors are duly elected or appointed. Voting results are as follows:

Nominees

Votes For

Votes Withheld

Broker Non-Votes

Timothy Hanley

202,566

15,464

1,071,214

Susan Harnett

204,293

13,737

1,071,214

Duncan J. McEwan

202,808

15,222

1,071,214

3. Ratification of the Selection of Auditors

On a vote taken regarding the ratification of the selection of auditors, it was declared that the shareholders approved a resolution to appoint MaloneBailey LLP as auditors of Sphere 3D Corp. Voting results are as follows:

Votes For

Votes Withheld

Broker Non-Votes

1,243,526

45,718

0

Item 9.01 Financial Statements and Exhibits

(d) Exhibits.

Pursuant to the rules and regulations of the Securities and Exchange Commission, the attached exhibit is deemed to have been furnished to, but not filed with, the Securities and Exchange Commission.

Exhibit Number

Description

99.1

SEDAR filing submitted 5.14.2026.

104

Cover Page Interactive Data File (embedded within the Inline XBRL document).

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: May 14, 2026

SPHERE 3D CORP.

By:

/s/ Kurt Kalbfleisch

Kurt Kalbfleisch

Chief Executive Officer

EX-99.1 — EXHIBIT 99.1

EX-99.1

Filename: exhibit99-1.htm · Sequence: 2

Sphere 3D Corp.: Exhibit 99.1 - Filed by newsfilecorp.com

Exhibit 99.1

May 14, 2026

To: Ontario Securities Commission

Alberta Securities Commission

British Columbia Securities Commission

RE: SPHERE 3D CORP. - ANNUAL MEETING OF SHAREHOLDERS HELD ON MAY 13, 2026 VOTING RESULTS

This report on the voting results of our Annual Meeting of Shareholders held on May 13, 2026 is made in accordance with Section 11.3 of National Instrument 51-102 - Continuous Disclosure Obligations. Each of the matters set out below is described in greater detail in the Notice of Meeting and Proxy Statement dated as of April 2, 2026.

1. Board Size

On a vote taken regarding board size, it was declared that the shareholders approved a resolution to set the size of the board at three members and to elect three directors. Voting results are as follows:

Votes For

% For

Votes Against

% Against

983,114

88.56

127,056

11.45

2. Election of Directors

On a vote taken regarding the election of directors, it was declared that the shareholders elected the following nominees as directors of Sphere 3D Corp. for the ensuing year or until their successors are duly elected or appointed. Voting results are as follows:

Nominees

Votes For

% For

Votes Withheld

% Withheld

Timothy Hanley

202,566

92.91

15,464

7.09

Susan Harnett

204,293

93.70

13,737

6.30

Duncan J. McEwan

202,808

93.02

15,222

6.98

3. Ratification of Auditors

On a vote taken regarding the auditors, it was declared that the shareholders approved the ratification of the selection of MaloneBailey LLP as auditors of Sphere 3D Corp. Voting results are as follows:

Votes For

% For

Votes Withheld

% Withheld

1,243,526

96.45

45,718

3.55

No other matters were voted upon.

Yours very truly,

SPHERE 3D CORP.

"Jason Meretsky"

Jason Meretsky

Secretary of the Meeting

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