Form 8-K
8-K — WEST BANCORPORATION INC
Accession: 0001166928-26-000029
Filed: 2026-04-24
Period: 2026-04-23
CIK: 0001166928
SIC: 6022 (STATE COMMERCIAL BANKS)
Item: Submission of Matters to a Vote of Security Holders
Item: Financial Statements and Exhibits
Documents
8-K — wtba-20260423.htm (Primary)
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8-K
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): April 23, 2026
WEST BANCORPORATION, INC.
(Exact name of registrant as specified in its charter)
Iowa 0-49677 42-1230603
(State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.)
3330 Westown Parkway, West Des Moines, Iowa 50266
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: 515-222-2300
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered or to be registered pursuant to Section 12(b) of the Act:
Title of each class Trading Symbol(s) Name of each exchange on which registered
Common stock, no par value WTBA The Nasdaq Global Select Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.
Emerging growth company o
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section13(a) of the Exchange Act. o
Item 5.07. Submission of Matters to a Vote of Security Holders.
The Company's Annual Meeting of Stockholders (the "Annual Meeting") was held on April 23, 2026. The record date for determination of stockholders entitled to vote at the Annual Meeting was February 13, 2026. There were 16,940,785 shares of common stock outstanding as of that date, with each such share being entitled to one vote. At the Annual Meeting, the holders of 14,049,876 shares, or approximately 82.9 percent of the outstanding shares, were represented in person or by proxy, which constituted a quorum for the Annual Meeting. The following proposals were voted on at the Annual Meeting:
Proposal 1 - Election of Directors
Eight directors were elected to serve for a one year term or until their successors are elected and qualified. The voting results to elect each director were as follows:
For Withheld Broker Non-Votes
Lisa J. Elming 10,623,848 379,431 3,046,597
Steven K. Gaer 10,651,685 351,594 3,046,597
Douglas R. Gulling 10,918,882 84,397 3,046,597
Sean P. McMurray 10,650,623 352,656 3,046,597
David D. Nelson 10,919,163 84,116 3,046,597
Rosemary Parson 10,923,229 80,050 3,046,597
John K. Sorensen 10,925,257 78,022 3,046,597
Therese M. Vaughan 10,898,547 104,732 3,046,597
Proposal 2 - Approval, on a nonbinding basis, of the 2025 executive compensation disclosed in the Company's definitive proxy statement, which was filed with the Securities and Exchange Commission on March 3, 2026.
The voting results to approve the above proposal were as follows:
For Against Abstain Broker Non-Votes
Approval of 2025 executive compensation 10,573,274 418,364 11,641 3,046,597
Proposal 3 - Ratification of the appointment of RSM US LLP as the Company's independent registered public accounting firm for the year ending December 31, 2026.
The voting results to ratify the above proposal were as follows:
For Against Abstain Broker Non-Votes
Ratification of RSM US LLP 13,719,188 324,557 6,131 —
Item 9.01 Financial Statements and Exhibits.
Exhibit Number Description
104 Cover Page Interactive Data File (embedded within the Inline XBRL document)
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
West Bancorporation, Inc.
April 24, 2026 By: /s/ Jane M. Funk
Name: Jane M. Funk
Title: Executive Vice President, Treasurer and Chief Financial Officer
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Entity Incorporation, State or Country Code
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Entity Tax Identification Number
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Entity Address, Address Line One
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