Form 8-K
8-K — JANUS HENDERSON GROUP PLC
Accession: 0001104659-26-044632
Filed: 2026-04-17
Period: 2026-04-16
CIK: 0001274173
SIC: 6282 (INVESTMENT ADVICE)
Item: Submission of Matters to a Vote of Security Holders
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
April 16, 2026
Commission File Number
001-38103
JANUS HENDERSON GROUP PLC
(Exact name of registrant
as specified in its charter)
Jersey, Channel Islands
98-1376360
(State or other jurisdiction of
(I.R.S. Employer
incorporation or organization)
Identification No.)
201 Bishopsgate
EC2M3AE
London, United
Kingdom
(Zip Code)
(Address of principal executive offices)
+44 (0) 20 7818 1818
(Registrant’s telephone number, including
area code)
N/A
(Former name, former address and former fiscal year, if changed since last report)
Securities registered
pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name
of each exchange on which registered
Common Stock, $1.50 Per Share Par Value
JHG
New York Stock Exchange
Check
the appropriate box below if the Form 8 K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
¨ Written communications pursuant
to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant
to Rule 14a 12 under the Exchange Act (17 CFR 240.14a 12)
¨ Pre-commencement communications
pursuant to Rule 14d 2(b) under the Exchange Act (17 CFR 240.14d 2(b))
¨ Pre-commencement communications
pursuant to Rule 13e 4(c) under the Exchange Act (17 CFR 240.13e 4(c))
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b 2 of the Securities Exchange Act of 1934 (§240.12b 2 of this chapter).
Emerging growth company ¨
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. o
Item 5.07.
Submission of Matters to a Vote of Security Holders.
At the extraordinary general
meeting of shareholders (the “Special Meeting”) of Janus Henderson Group plc (the “Company”) held
on April 16, 2026, the shareholders of the Company voted on the ordinary and special resolutions described in the definitive proxy statement
filed by the Company with the Securities and Exchange Commission on March 11, 2026, as supplemented by additional definitive materials
filed on March 27, 2026 and April 7, 2026.
As of the close of business
on March 9, 2026, the record date for the Special Meeting, there were 154,075,608 shares issued and outstanding and entitled to vote at
the Special Meeting. A total of 127,786,504 shares were represented in person or by proxy at the Special Meeting, which constituted a
quorum for the transaction of business at the Special Meeting.
The final voting results for each resolution proposed
to be adopted at the Special Meeting are as follows:
The proposal to approve
and adopt the Agreement and Plan of Merger, dated as of December 21, 2025, as amended or supplemented from time to time, including, without
limitation, by that certain Amendment No. 1 to the Agreement and Plan of Merger, dated March 24, 2026, by and among the Company, Jupiter
Company Limited (“Parent”), and Jupiter Merger Sub Limited, a wholly owned subsidiary of Parent (the “merger
agreement”), and the transactions contemplated by the merger agreement, including the merger (the “Merger Proposal”),
and, subject to completion of the merger, the resulting change in status of the Company to a private company, the alteration of the memorandum
of association and the change of the Company’s name from Janus Henderson Group plc to Janus Henderson Group Ltd. The Company’s
shareholders approved the Merger Proposal as follows:
Votes For
Votes Against
Abstentions
127,304,509
400,566
81,429
The proposal to adjourn
the Special Meeting to a later date or time determined by the chair of the Special Meeting, if necessary, to solicit additional proxies
in favor of the proposal to approve and adopt the merger agreement and the transactions contemplated by the merger agreement, including
the merger, if there are insufficient votes at the time of the Special Meeting to approve the merger and the other transactions contemplated
by the merger agreement (the “Adjournment Proposal”). The Company’s shareholders approved the Adjournment Proposal
as follows:
Votes For
Votes Against
Abstentions
122,607,806
4,892,016
286,682
The proposal to approve, on a non-binding advisory
vote, the compensation that may be paid or become payable to the Company’s named executive officers that is based on or otherwise
relates to the merger (the “Non-Binding Compensation Advisory Proposal”). The Company’s shareholders approved
the Non-Binding Compensation Advisory Proposal as follows:
Votes For
Votes Against
Abstentions
124,982,348
2,406,817
397,339
While
the Company’s shareholders approved the Adjournment Proposal, an adjournment was not necessary in light of approval of the Merger
Proposal.
Completion
of the merger remains subject to the satisfaction or waiver of the remaining closing conditions set forth in the merger agreement, including
the receipt of required regulatory approvals and client consents.
Forward Looking Statements
Certain statements in this Form 8-K not based
on historical facts are “forward-looking statements” within the meaning of the federal securities laws. Such forward-looking
statements involve known and unknown risks and uncertainties that are difficult to predict and could cause our actual results, performance
or achievements to differ materially from those discussed. These include statements as to our future expectations, beliefs, plans, strategies,
objectives, events, conditions, financial performance, prospects or future events, including with respect to the timing and anticipated
benefits of pending and recently completed transactions and strategic partnerships, and expectations regarding opportunities that align
with our strategy. In some cases, forward-looking statements can be identified by the use of words such as “may,” “could,”
“expect,” “intend,” “plan,” “seek,” “anticipate,” “believe,” “estimate,”
“predict,” “potential,” “continue,” “likely,” “will,” “would,”
and similar words and phrases. Forward-looking statements are necessarily based on estimates and assumptions that, while considered reasonable
by us and our management, are inherently uncertain. Accordingly, you should not place undue reliance on forward-looking statements, which
speak only as of the date they are made and are not guarantees of future performance. We do not undertake any obligation to publicly update
or revise these forward-looking statements.
Various risks, uncertainties, assumptions and
factors that could cause our future results to differ materially from those expressed by the forward-looking statements included in this
Form 8-K include, but are not limited to, the impact of any alternative proposal, Janus Henderson’s ability to obtain the regulatory,
shareholder and other approvals required to consummate the proposed transaction and the timing of the closing of the proposed transaction,
including the risks that a condition to closing would not be satisfied within the expected timeframe or at all or that the closing of
the proposed transaction would not occur, the outcome of any legal proceedings that may be instituted against the parties and others related
to the merger agreement, that shareholder litigation in connection with the proposed transaction may affect the timing or occurrence of
the proposed transaction or result in significant costs of defense, indemnification and liability, unanticipated difficulties or expenditures
relating to the proposed transaction, including the impact of the transaction on Janus Henderson’s business, that the proposed transaction
generally may involve unexpected costs, liabilities or delays, that the business of Janus Henderson may suffer as a result of uncertainty
surrounding the proposed transaction or the identity of the purchaser, that Janus Henderson may be adversely affected by other economic,
business, and/or competitive factors, including the net asset value of assets in certain of Janus Henderson’s funds, and/or potential
difficulties in employee retention as a result of the announcement and pendency of the proposed transaction, changes in interest rates
and inflation, changes in trade policies (including the imposition of new or increased tariffs), volatility or disruption in financial
markets, our investment performance as compared to third-party benchmarks or competitive products, redemptions, and other risks, uncertainties,
assumptions, and factors discussed in our Annual Report on Form 10-K for the year ended December 31, 2025, and in other filings or furnishings
made by Janus Henderson with the SEC from time to time.
Signature
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: April 17, 2026
JANUS
HENDERSON GROUP PLC
By:
/s/ Michelle Rosenberg
Name:
Michelle Rosenberg
Title:
General Counsel and Company
Secretary
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