Form 8-K
8-K — AUBURN NATIONAL BANCORPORATION, INC
Accession: 0001193125-26-221919
Filed: 2026-05-13
Period: 2026-05-12
CIK: 0000750574
SIC: 6022 (STATE COMMERCIAL BANKS)
Item: Submission of Matters to a Vote of Security Holders
Documents
8-K — d53674d8k.htm (Primary)
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8-K
8-K (Primary)
Filename: d53674d8k.htm · Sequence: 1
8-K
AUBURN NATIONAL BANCORPORATION, INC false 0000750574 0000750574 2026-05-12 2026-05-12
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): May 13, 2026 (May 12, 2026)
AUBURN NATIONAL BANCORPORATION, INC.
(Exact Name of Registrant as Specified in Charter)
Delaware
0-26486
63-0885779
(State or Other Jurisdiction
of Incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
100 North Gay Street, P.O. Drawer 3110, Auburn, Alabama 36831-3110
(Addresses of Principal Executive Offices, including Zip Code)
(334) 821-9200
(Registrant’s Telephone Number, including Area Code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading
Symbol(s)
Name of each exchange
on which registered
Common Stock, par value $0.01
AUBN
Nasdaq Global Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07.
Submission of Matters to a Vote of Security Holders
The Annual Meeting of Shareholders (the “Annual Meeting”) of Auburn National Bancorporation, Inc. (the “Company”) was held on May 12, 2026. This meeting considered the election of 12 nominees to serve on the Board of Directors for one-year terms expiring at the Company’s 2027 Annual Meeting of Shareholders and until their successors have been elected and qualified. C. Wayne Alderman, Terry W. Andrus, J. Tutt Barrett, Walton T. Conn, Jr., Robert W. Dumas, Jeffrey J. Evans, William F. Ham, Jr., David A. Hedges, David E. Housel, Michael A. Lawler, Anne M. May, and Sandra J. Spencer, all of the nominees, were elected to the Board of Directors. In addition, at the Annual Meeting, the shareholders (i) approved, on a non-binding, advisory basis, the compensation of the Company’s “named executive officers” as disclosed in the Proxy Statement, and (ii) ratified the appointment of Elliott Davis LLC as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2026.
The final voting results of the director elections, and other proposals voted on at the Annual Meetings are set forth below.
1.
Each of the 12 nominees for director was elected by the following tabulation:
Director
Votes For
Withheld
Broker Non-Votes
C. Wayne Alderman
1,390,512
20,723
1,200,566
Terry W. Andrus
1,387,908
23,327
1,200,566
J. Tutt Barrett
1,395,139
16,096
1,200,566
Walton T. Conn, Jr.
1,396,126
15,109
1,200,566
Robert W. Dumas
1,405,268
5,967
1,200,566
Jeffrey J. Evans
1,396,149
15,086
1,200,566
William F. Ham, Jr.
1,390,507
20,728
1,200,566
David A. Hedges
1,401,372
9,683
1,200,566
David E. Housel
1,392,377
18,858
1,200,566
Michael A. Lawler
1,396,126
15,109
1,200,566
Anne M. May
1,397,307
13,928
1,200,566
Sandra J. Spencer
1,405,433
5,802
1,200,566
2.
The non-binding, advisory vote on the compensation of the Company’s “named executive officers” as disclosed in the proxy statement was approved by the following tabulation:
For
Against
Abstain
Broker Non-Votes
1,340,846
52,537
17,852
1,200,566
3.
Ratification of the appointment of Elliott Davis LLC as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2026 was approved and accordingly ratified by the following tabulation:
For
Against
Abstain
2,604,281
7,289
231
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
AUBURN NATIONAL BANCORPORATION, INC.
(Registrant)
/s/ David A. Hedges
David A. Hedges
President and CEO
Date: May 13, 2026
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Entity Tax Identification Number
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Entity Address, Address Line One
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Entity Address, Address Line Two
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