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Form 8-K

sec.gov

8-K — BioStem Technologies, Inc.

Accession: 0001193125-26-347211

Filed: 2026-08-12

Period: 2026-08-12

CIK: 0001658678

SIC: 2836 (BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES))

Item: Results of Operations and Financial Condition

Item: Financial Statements and Exhibits

Documents

8-K — bsem-20260812.htm (Primary)

EX-99.1 (bsem-ex99_1.htm)

XML — IDEA: XBRL DOCUMENT (R1.htm)

8-K

8-K (Primary)

Filename: bsem-20260812.htm · Sequence: 1

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false000165867800016586782026-08-122026-08-12

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): August 12, 2026

BioStem Technologies, Inc.

(Exact name of Registrant as Specified in Its Charter)

Florida

001-42292

27-0400416

(State or Other Jurisdiction

of Incorporation)

(Commission File Number)

(IRS Employer

Identification No.)

2836 Center Port Circle

Pompano Beach, Florida

33064

(Address of Principal Executive Offices)

(Zip Code)

Registrant’s Telephone Number, Including Area Code: (954) 380-8342

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading

Symbol(s)

Name of each exchange on which registered

Common Stock, $0.001 par value

BSEM

The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 2.02 Results of Operations and Financial Condition.

On August 12, 2026, BioStem Technologies, Inc. (the "Company") issued a press release announcing its financial results for the three and six months ended June 30, 2026. A copy of the press release is furnished as Exhibit 99.1 to this Form 8-K.

Information in Exhibit 99.1 of this Form 8-K shall not be deemed "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise incorporated by reference into any filing pursuant to the Securities Act of 1933, as amended, or the Exchange Act, except as otherwise expressly stated in such filing.

Item 9.01 Financial Statements and Exhibits.

Exhibit

Number

Description

99.1

Press Release Issued by BioStem Technologies, Inc. on August 12, 2026

104

Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

BioStem Technologies, Inc.

Date:

August 12, 2026

By:

/s/ Jason Matuszewski

Jason Matuszewski

Chief Exective Officer

EX-99.1

EX-99.1

Filename: bsem-ex99_1.htm · Sequence: 2

EX-99.1

Exhibit 99.1

BioStem Technologies Reports Second Quarter 2026 Financial Results

Generates 29% sequential revenue growth, increasing to $7.9 million;

Raises full-year 2026 revenue guidance

Uplists to Nasdaq Capital Market

POMPANO BEACH, FL, August 12, 2026 (GLOBE NEWSWIRE) — BioStem Technologies, Inc. (Nasdaq: BSEM), a leading regenerative medicine company focused on the development, manufacturing, and commercialization of perinatal tissue allograft products, today reported financial results for the second quarter ended June 30, 2026.

Recent Corporate Highlights

Completed the uplisting of the Company’s common stock to the Nasdaq Capital Market on August 7, 2026

Completed a $2.5 million private placement with the Company’s first institutional investor

Recent Business Highlights

Generated net revenue of $7.9 million for the second quarter of 2026, representing sequential growth of 29% from $6.1 million in the first quarter of 2026

Continued to scale the commercial organization, expanding the direct sales force, integrating the CRM and ERP systems, and transitioning all major group purchasing organization (GPO) agreements to broaden access across hospital systems nationwide

Issued eight new U.S. design patents covering fenestrated human placental allograft technology, further expanding the Company’s intellectual property portfolio

“The recent completion of our uplisting to Nasdaq was a monumental capital markets milestone for BioStem. This achievement enhances our visibility, broadens our access to institutional capital, and reflects the significant work our team has done to strengthen the foundation of the Company," said Jason Matuszewski, Chair and CEO of BioStem. "The second quarter marked a period of meaningful execution as we advanced the integration of new assets into our business, expanded our commercial organization, and strengthened the platform needed to support long-term growth. This progress, alongside our capital markets achievements, positions us well to sustained long-term growth”

Second Quarter 2026 Financial Results

Net revenue was $7.9 million, compared to $6.1 million in the first quarter of 2026 and $11.0 million in the second quarter of 2025. Revenue for the second quarter was primarily driven by Neox® and Clarix® product sales. Hospital revenue was $6.7 million compared to $5.7 million in the first quarter of 2026, and physician office revenue was $1.1 million in the second quarter compared to $0.8 million in the first quarter of 2026.

Gross profit was $4.8 million, representing a gross margin of 61%, compared to $3.8 million and 61% in the first quarter of 2026, and $10.3 million and 94% in the second quarter of 2025. The sequential increase in gross profit was driven by higher revenue, while gross margin remained flat sequentially.

Operating expenses totaled $13.2 million, compared to $12.6 million in the first quarter of 2026 and $10.2 million in the second quarter of 2025. The sequential increase was driven primarily by our expanding commercial team and infrastructure, partly offset by lower clinical trial and administrative spend.

GAAP net loss was ($9.0) million, or ($0.52) per share, compared to $10,613, or $0.00 per share, in the second quarter of 2025.

Adjusted EBITDA loss was ($4.6) million, compared to $ 2.5 million in the second quarter of 2025.

As of June 30, 2026, cash and cash equivalents totaled $7.0 million, compared to $13.7 million as of the end of the first quarter of 2026. Cash used in operations in the second quarter was $5.5 million. During the quarter, the company closed a $2.5 million private financing and resolved $5.3 million in outstanding debt through a $3.5 million cash payment and the issuance of a $1.0 million promissory note.

2026 Financial Outlook

BioStem expects its revenue for full year 2026 to be in the range of $26 million to $29 million, an increase from our prior guidance of $25 million to $29 million.

Conference Call & Webcast Information:

Conference ID: 9695874

North America Toll-Free: (800) 715-9871

International Toll: +1 (646) 307-1963

Webcast Link: https://events.q4inc.com/attendee/199151484

About BioStem Technologies, Inc. (Nasdaq: BSEM): BioStem Technologies, Inc. is a publicly traded, biomedical innovator, focused on developing, manufacturing and commercializing advanced allograft solutions derived from perinatal tissue. The company leverages its industry-leading proprietary BioRetain®, CryoTek® and SteriTek® processing technologies, designed to optimize the preservation of the natural properties of these tissues, supporting their use in clinical settings. Its allografts are used by clinicians across a wide range of specialties. With a growing portfolio of products, expanding clinical research initiatives, and a national commercial footprint, BioStem is committed to advancing innovation in regenerative medicine.

BioStem Technologies’ quality management system and standard operating procedures have been reviewed and accredited by the Association for Advancing Tissue and Biologics (“AATB”). These systems and procedures are established in compliance with current Good Tissue Practices (“cGTP”) and current Good Manufacturing Practices (“cGMP”). BioStem’s portfolio of quality brands includes its Neox®, Clarix®, VENDAJE® and American Amnion™ product lines.

Join BioStem’s Distribution List & Social Media:

To follow the latest developments at BioStem, sign up for the Company’s email distribution list HERE, and follow us on X and LinkedIn.

Forward-Looking Statements:

Certain statements in this press release may be considered “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking statements generally relate to expectations or forecasts of future events including with respect to the operations of the Company, strategies, prospects, and other aspects of the business of the Company. Forward-looking statements may be identified using words such as “forecast,” “intend,” “seek,” “target,” “anticipate,” “believe,” “expect,” “estimate”, “plan,” “outlook,” and “project” and other similar expressions that predict or indicate future events or trends or that are not statements of historical fact. Forward-looking statements in this release include, among other things, statements regarding: the Company’s expectations regarding its financial and operational strength and diversity; the Company’s expectations regarding the benefits and integration of the acquired BioTissue assets; the Company’s expectations regarding its ability to navigate the evolving reimbursement landscape; the Company’s expectations regarding its ability to execute on its strategic plans, including expanding its salesforce; the Company’s expectations regarding second half and full year 2026 financial results; and the Company’s expectations regarding its ability to grow and the market penetration of the Company’s products.

Forward-looking statements with respect to the operations of the Company, strategies, prospects and other aspects of the business of the Company are based on current expectations that are subject to known and unknown risks and uncertainties, which could cause actual results or outcomes to differ materially from expectations expressed or implied by such forward-looking statements. These factors include, but are not limited to: the impact of any changes to the reimbursement levels for the Company’s products; significant and continuing competition, which could adversely affect the Company’s business, results of operations and financial condition; rapid technological change, which could cause the Company’s products to become outdated or obsolete, harming the Company’s ability to effectively compete; the Company’s ability to convince physicians that its products are safe and effective alternatives to existing treatments and that its products should be used in their procedures; the risk that the Company may be unable to successfully market its products to the end users of such products; the impact of any changes to the accounting treatment of the Company’s revenue and expenses; the Company’s ability to obtain financing on terms acceptable to it, or at all; the Company has incurred significant losses since inception and may incur losses in the future; the impact of any changes in applicable laws or regulations; the Company's accounts receivable collection risk and concentration; the Company’s ability to maintain production of its products in sufficient quantities to meet demand; and the possibility that the Company may be adversely affected by other general economic, business, and/or competitive factors. There may be additional risks about which the Company is presently unaware of or that the Company currently believes are immaterial that could also cause actual results to differ from those contained in the forward-looking statements. You are cautioned not to place undue reliance upon any forward-looking statements, which speak only as of the date made. The Company undertakes no duty to update or revise the forward-looking statements, whether as a result of new information, future events or otherwise, except as required by law.

Contact BioStem:

Website: www.biostemtechnologies.com

E-Mail: pr@biostemtech.com

X: @BSEM_Tech

Facebook: BioStemTechnologies

Phone: 954-380-8342

Investor Relations:

Philip Trip Taylor, Gilmartin

ir@biostemtech.com

Public Relations:

Jennifer Horton, Relevance

jennifer@relevance.com

BioStem Technologies, Inc. and Subsidiaries

Condensed Consolidated Balance Sheets

As of

June 30, 2026

(Unaudited)

As of

December 31, 2025

ASSETS

Current Assets

Cash and cash equivalents

$

6,962,492

$

29,549,018

Accounts receivable, net

6,621,357

9,874,468

Inventory

4,711,775

2,877,160

Prepaid expenses and other assets

2,485,430

2,102,803

Total current assets

20,781,054

44,403,449

Long-Term Assets

Property and equipment, net

4,419,563

3,970,513

Construction-in-process

505,307

961,032

Right-of-use asset, net

220,551

327,267

Intangible assets, net

21,359,186

119,765

Goodwill

1,532,635

244,635

Total assets

$

48,818,296

$

50,026,661

LIABILITIES AND STOCKHOLDERS' EQUITY

Current Liabilities

Accounts payable and accrued expenses

$

9,457,957

$

4,441,419

License fees payable

434,775

729,975

Income tax payable

-

31,512

Accrued interest

11,333

2,227,500

Operating lease liabilities

222,471

225,768

Notes payable, net of discount

1,000,000

3,000,000

Contingent consideration payable

10,000,000

-

Other current liabilities

75,808

127,406

Total current liabilities

21,202,344

10,783,580

Long-Term Liabilities

Operating lease liabilities, less current portion

1,355

105,262

Total long-term liabilities

1,355

105,262

Total liabilities

21,203,699

10,888,842

Stockholders' Equity

Series A-1 convertible preferred stock, $0.001 par value; authorized 300 shares; issued and outstanding 300 shares as of June 30, 2026 and December 31, 2025.

-

-

Series B-1 convertible preferred stock, $0.001 par value; authorized 500,000 shares; issued and outstanding 5 shares as of June 30, 2026 and December 31, 2025.

-

-

Common stock, $0.001 par value; authorized 975,000,000 shares; issued and outstanding 17,839,467 and 16,825,716 shares as of June 30, 2026 and December 31, 2025, respectively.

17,841

16,827

Additional paid-in capital

66,605,483

60,338,654

Treasury stock, 18,000 shares at cost

(43,346

)

(43,346

)

Accumulated deficit

(38,965,381

)

(21,174,316

)

Total stockholders' equity

27,614,597

39,137,819

Total liabilities and stockholders' equity

$

48,818,296

$

50,026,661

BioStem Technologies, Inc. and Subsidiaries

Condensed Consolidated Statements of Operations

(Unaudited)

Three Months Ended June 30,

2026

2025

Revenue, net

$

7,899,249

$

10,963,174

Cost of goods sold

3,058,588

685,177

Gross profit

4,840,661

10,277,997

Sales and marketing expenses

5,321,885

1,275,150

General and administrative expenses

6,496,530

6,871,997

Research and development expenses

733,616

1,957,352

Depreciation and amortization expense

689,317

60,739

Total operating expenses

13,241,348

10,165,238

(Loss) income from operations

(8,400,687

)

112,759

Other (expense) income:

Interest income, net

23,362

64,785

Other (expense) income

(594,035

)

409

Other (expense) income, net

(570,673

)

65,194

Total (loss) income from operations before income taxes

(8,971,360

)

177,953

Income tax expense

-

(167,340

)

Net (loss) income

$

(8,971,360

)

$

10,613

Basic net (loss) income per share attributable to common stockholders

$

(0.52

)

$

0.00

Diluted net (loss) income per share attributable to common stockholders

$

(0.52

)

$

0.00

Basic weighted average common shares outstanding

17,327,652

16,708,776

Diluted weighted average common shares outstanding

17,327,652

23,419,726

Non-GAAP Financial Measures:

Our management uses financial measures that are not in accordance with generally accepted accounting principles in the United States, or GAAP, in addition to financial measures in accordance with GAAP to evaluate our operating results. These non-GAAP financial measures should be considered supplemental to, and not a substitute for, our reported financial results prepared in accordance with GAAP. Our management uses Adjusted EBITDA, which we calculate as net income less interest, taxes, depreciation and amortization, share-based compensation expense, gain on extinguishment of debt, fair value adjustment on contingent consideration and transaction related costs, to evaluate our operating performance and trends and make planning decisions. Our management believes Adjusted EBITDA helps identify underlying trends in our business that could otherwise be masked by the effect of the items that we exclude. Accordingly, we believe that Adjusted EBITDA provides useful information to investors and others in understanding and evaluating our operating results, enhancing the overall understanding of our past performance and future prospects, and allowing for greater transparency with respect to key financial metrics used by our management in its financial and operational decision-making.

The following is a reconciliation of GAAP net (loss) income to non-GAAP EBITDA and non-GAAP Adjusted EBITDA for each of the periods presented:

Three Months Ended,

June 30, 2026

June 30, 2025

Net (loss) income

$

(8,971,360

)

$

10,613

Interest income

(23,362

)

(64,785

)

Depreciation and amortization

689,317

60,739

Income tax expense

-

167,340

EBITDA

(8,305,405

)

173,907

Share-based compensation

2,363,577

2,335,631

Gain on extinguishment of debt

(815,250

)

-

Fair value adjustment on contingent consideration

1,412,000

-

Transaction related costs

722,011

-

Adjusted EBITDA

$

(4,623,067

)

$

2,509,538

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+ References

No definition available.

+ Details

Name:

dei_TradingSymbol

Namespace Prefix:

dei_

Data Type:

dei:tradingSymbolItemType

Balance Type:

na

Period Type:

duration

X

- Definition

Boolean flag that is true when the Form 8-K filing is intended to satisfy the filing obligation of the registrant as written communications pursuant to Rule 425 under the Securities Act.

+ References

Reference 1: http://www.xbrl.org/2003/role/presentationRef

-Publisher SEC

-Name Securities Act

-Number 230

-Section 425

+ Details

Name:

dei_WrittenCommunications

Namespace Prefix:

dei_

Data Type:

xbrli:booleanItemType

Balance Type:

na

Period Type:

duration