Form 8-K
8-K — Catheter Precision, Inc.
Accession: 0001437749-26-012393
Filed: 2026-04-15
Period: 2026-04-15
CIK: 0001716621
SIC: 3841 (SURGICAL & MEDICAL INSTRUMENTS & APPARATUS)
Item: Submission of Matters to a Vote of Security Holders
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8-K — vtak20260410_8k.htm (Primary)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
April 15, 2026
Catheter Precision, Inc.
(Exact name of registrant as specified in its charter)
Delaware
001-38677
38-3661826
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
1670 Highway 160 West
Suite 205
Fort Mill, SC 29708
(Address of principal executive offices, including zip code)
(973) 691-2000
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, par value $0.0001 per share
VTAK
NYSE American
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders.
On April 15, 2026, the Company held a Special Meeting of stockholders at which, of the 2,357,127 shares of the Company’s common stock outstanding as of March 9, 2026, the record date for the Annual Meeting, 1,165,698 shares of common stock were represented, either in person or by proxy, constituting, of the shares entitled to vote, approximately 49.5% of the outstanding shares of common stock.
At the Annual Meeting, the Company’s stockholders considered six proposals, which are described in more detail in the Company’s definitive proxy statement on Schedule 14A filed with the Securities and Exchange Commission on March 23, 2026. The matters voted on at the Special Meeting and the votes cast with respect to each such matter are set forth below:
1.
Proposal No. 1: To approve the issuance of shares of the Company's common stock underlying shares of the Company's Series C-1 convertible preferred stock, Series C-2 convertible preferred stock, Series C-3 convertible preferred stock and Series C-4 convertible preferred stock. Proposal No. 1 was approved, based on the following results of voting:
Votes For
Votes Against
Abstentions
Broker Non-Votes
690,693
85,706
9,908
379,391
2.
Proposal No. 2: To approve the issuance of shares of the Company's common stock underlying shares of the Company's Series D convertible preferred stock. Proposal No. 2 was approved, based on the following results of voting:
Votes For
Votes Against
Abstentions
Broker Non-Votes
690,581
88,818
9,908
376,391
3.
Proposal No. 3: To approve the issuance of shares of the Company's common stock underlying shares of the Company's Series J convertible preferred stock. Proposal No. 3 was approved, based on the following results of voting:
Votes For
Votes Against
Abstentions
Broker Non-Votes
690,667
88,732
9,908
376,391
4.
Proposal No. 4: To approve the issuance of additional shares of the Company's common stock as a result of the reduction of the conversion price of the Company's currently outstanding Series B convertible preferred stock. Proposal No. 4 was approved, based on the following results of voting:
Votes For
Votes Against
Abstentions
Broker Non-Votes
690,825
88,574
9,908
376,391
5.
Proposal No. 5: To approve the amendment to the Company's Amended and Restated Certificate of Incorporation, as amended, to effect, at the discretion of the Company's board of directors, a reverse stock split of all of the outstanding shares of its Common Stock at a ratio in the range of 1-for-2 to 1-for-100. Proposal No. 5 was approved, based on the following results of voting:
Votes For
Votes Against
Abstentions
Broker Non-Votes
984,342
162,507
18,849
0
6.
Proposal No. 6: To approve the adjournment or postponement of the Special Meeting, if necessary, to continue to solicit votes for Proposals Nos 1, 2, 3, 4, and/or 5. Proposal No. 6 was approved, based on the following results of voting:
Votes For
Votes Against
Abstentions
Broker Non-Votes
991,353
136,304
38,041
0
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
CATHETER PRECISION, INC.
Date:
April 15, 2026
By:
/s/ Philip Anderson
Philip Anderson
Chief Financial Officer
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Entity, Address, Address Line Two
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