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Conduct Risk Training Course: Regulator Approaches and Best Practices in the UK, EU, and Globally (ONLINE EVENT: March 25th, 2026)

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JPM Mentioned as a past client of the speaker's consulting engagements, indicating relevance in the financial services sector discussed in the article. HSBC Mentioned as a past client of the speaker's consulting engagements, indicating relevance in the financial services sector discussed in the article. DB Mentioned as a past client of the speaker's consulting engagements, indicating relevance in the financial services sector discussed in the article. BCS Mentioned as a past client of the speaker's consulting engagements, indicating relevance in the financial services sector discussed in the article. TROW Mentioned as a past client of the speaker's consulting engagements, indicating relevance in the financial services sector discussed in the article.

Dublin, Feb. 10, 2026 (GLOBE NEWSWIRE) -- The "Conduct Risk (February 15, 2026)" training has been added to ResearchAndMarkets.com's offering.

Conduct risk is a key challenge to many financial companies. With the increased scrutiny of regulators over financial firms, companies have to understand how business conduct can impact them and what practical implications it brings for management and employees.

Mismanagement of conduct risk can lead to financial and reputational loss for the firm. This very practical one day session conducted by a senior City expert will equip you with a strong understanding of conduct risk and its implications for non-compliance. You will learn about regulator’s approach as well as best practices in the UK, EU and internationally.

What will you learn

Main topics covered during this training

Who should attend

From Banks, Financial Companies, Asset and Fund Management and FinTech Firms:

Key Topics Covered:

Regulatory Background and Scope

UK Regulatory Objectives (FCA and PRA Approach)

Conduct Risk Framework

Internal and External Risk Assessment

FCA Conduct Risk

Remuneration and Performance

EU (ESMA) Conduct Risk

MIFID II - Suitability and Appropriateness, Governance and Organisational Requirements

Conduct Risk Monitoring and Controls - Operational Aspects

Monitoring Conduct within Global Markets and Broker/Dealers - Industry Scenario

Speakers

The trainer is an industry advisor and regulatory expert with over 20 years of experience in investment banking, asset management and Regulatory Technology (RegTech). He is an industry expert in Financial Regulation, RegTech, Open Banking, Digital Payments and Payments Systems and cover all the key banking and finance regulations across US, EMEA and APAC including MIFID II, EMIR, CASS, SFTR, IFR/IFD, Dodd Frank, FINMA (SIX), HKMA MAS and SFC, IBOR Transitions, SMCR, and ESG Regulations such as SFDR.

His recent key engagements include banks such as HSBC, Deutsche Bank, JP Morgan and Barclays and buy side firms such as T. Rowe Price, Ruffer, M&G and Investec Asset Management. He is also a member and advisor of Industry association committees for regulatory consultations with bodies such as ESMA, FCA, PRA/Bank of England and SEC.

For more information about this training visit https://www.researchandmarkets.com/r/cdfujj

About ResearchAndMarkets.com

ResearchAndMarkets.com is the world's leading source for international market research reports and market data. We provide you with the latest data on international and regional markets, key industries, the top companies, new products and the latest trends.