Form 8-K
8-K — PennyMac Financial Services, Inc.
Accession: 0001104659-26-070549
Filed: 2026-06-04
Period: 2026-06-03
CIK: 0001745916
SIC: 6162 (MORTGAGE BANKERS & LOAN CORRESPONDENTS)
Item: Submission of Matters to a Vote of Security Holders
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
June 3, 2026
PennyMac
Financial Services, Inc.
(formerly known as New PennyMac Financial Services,
Inc.)
(Exact name of registrant as specified in
its charter)
Delaware
001-38727
83-1098934
(State or other jurisdiction
of incorporation)
(Commission File Number)
(IRS Employer
Identification No.)
3043
Townsgate Road,
Westlake Village,
California
91361
(Address of principal executive
offices)
(Zip Code)
(818) 224-7442
(Registrant’s telephone number, including
area code)
Former name or former address, if changed
since last report: N/A
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of exchange on which
registered
Common Stock, $0.0001 par value
PFSI
New York Stock Exchange
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the
Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company ¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.07 Submission of Matters to a Vote
of Security Holders.
On
June 3, 2026, PennyMac Financial Services, Inc. (the “Company”) held its Annual Meeting of Stockholders (the “Meeting”)
for the purpose of: (i) electing ten (10) director nominees to serve on the Board of Directors (the “Board”), each for a one-year
term expiring at the 2027 Annual Meeting of Stockholders; (ii) ratifying the appointment of Deloitte & Touche LLP as the Company’s
independent registered public accounting firm for the fiscal year ending December 31, 2026; and (iii) approving, by non-binding vote,
the Company’s executive compensation. The total number of shares of common stock entitled to vote as of the record date
was 51,923,059, of which 47,547,797 shares, or 91.6%, were present in person or by proxy.
Proposal
1: The election of ten (10) director nominees to serve on the Board, each for a one-year term expiring at the 2027 Annual Meeting
of Stockholders.
Director
Votes For
Votes Against
Abstentions
Broker Non-Votes
David A. Spector
42,462,444
206,197
79,384
4,799,772
Doug Jones
42,438,823
230,534
78,668
4,799,772
Sunil Chandra
42,549,151
117,584
81,290
4,799,772
Jonathon S. Jacobson
41,821,686
847,759
78,580
4,799,772
Patrick Kinsella
42,521,407
147,577
79,041
4,799,772
Anne D. McCallion
42,579,466
84,803
83,756
4,799,772
Farhad Nanji
42,403,072
227,802
117,151
4,799,772
Jeffrey A. Perlowitz
42,602,569
66,388
79,068
4,799,772
Lisa M. Shalett
41,744,791
641,606
361,628
4,799,772
Theodore W. Tozer
42,602,365
66,791
78,869
4,799,772
Proposal
2: Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for the Company
for the fiscal year ending December 31, 2026.
Votes For
Votes Against
Abstentions
Broker Non-Votes
47,183,413
284,212
80,172
0
Proposal
3: Approval, by non-binding vote, of the Company’s executive compensation.
Votes For
Votes Against
Abstentions
Broker Non-Votes
41,064,673
1,453,740
229,612
4,799,772
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
PENNYMAC FINANCIAL SERVICES, INC.
Date: June 4, 2026
/s/ Daniel S. Perotti
Daniel S. Perotti
Senior Managing Director and Chief Financial Officer
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Entity File Number
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Entity Registrant Name
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Entity Central Index Key
0001745916
Entity Tax Identification Number
83-1098934
Entity Incorporation, State or Country Code
DE
Entity Address, Address Line One
3043
Townsgate Road
Entity Address, City or Town
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Entity Address, State or Province
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City Area Code
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Local Phone Number
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