Form 8-K
8-K — Aeluma, Inc.
Accession: 0001213900-26-083005
Filed: 2026-07-30
Period: 2026-07-29
CIK: 0001828805
SIC: 3674 (SEMICONDUCTORS & RELATED DEVICES)
Item: Regulation FD Disclosure
Item: Financial Statements and Exhibits
Documents
8-K — ea0299786-8k_aeluma.htm (Primary)
EX-99.1 — PRESS RELEASE DATED JULY 29, 2026 (ea029978601ex99-1.htm)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of Report
(Date of earliest event reported): July 29,
2026
Aeluma, Inc.
(Exact name of registrant as specified in its
charter)
Delaware
001-42570
85-2807351
(State or other jurisdiction
of incorporation)
(Commission File Number)
(IRS Employer
Identification No.)
27 Castilian Drive
Goleta, California
93117
(Address of principal executive offices)
(Zip Code)
805-351-2707
(Registrant’s telephone number, including
area code)
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, par value $0.0001 per share
ALMU
The Nasdaq Stock Market LLC
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 7.01 Regulation FD Disclosure.
On July 29, 2026, Aeluma, Inc. (the “Company”)
issued a press release announcing its entry into a CHIPS and Science Act Letter of Intent with the U.S. Department of Commerce. The text
of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and incorporated herein by reference.
The information reported under this Item 7.01,
including Exhibit 99.1, is being furnished and shall not be deemed to be “filed” for the purposes of Section 18 of the Securities
Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of such section, nor shall
such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act,
except as shall be expressly set forth by specific reference in such filing.
Item 9.01 Financial Statements and Exhibits.
(d)
Exhibits.
Exhibit
Number
Exhibit
99.1
Press Release dated July 29, 2026
104
Cover Page Interactive Data File (embedded within the Inline XBRL document)
1
SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
AELUMA, INC.
Date: July 29, 2026
By:
/s/ Christopher Stewart
Christopher Stewart
Chief Financial Officer
2
EX-99.1 — PRESS RELEASE DATED JULY 29, 2026
EX-99.1
Filename: ea029978601ex99-1.htm · Sequence: 2
Exhibit
99.1
July
29, 2026
Aeluma
and Department of Commerce Sign CHIPS Research & Development Office (CRDO) Letter of Intent for up to $30 Million to Accelerate U.S.
Leadership in AI and Advanced Computing
Funding
Would Advance Company’s Scalable Non-InP Substrate Technology for AI Datacom to Address Supply Chain Constraints
GOLETA,
Calif., July 29, 2026 (GLOBE NEWSWIRE) -- Aeluma, Inc. (NASDAQ: ALMU), a semiconductor company specializing in high-performance,
scalable technologies for mobile, AI, defense and aerospace, robotics, automotive, AR/VR, and quantum, today announced that it has
signed a letter of intent (LOI) for up to $30 million of proposed funding under the CHIPS and Science Act, which is administered by
the U.S. Department of Commerce. The award will support Research & Development of Aeluma’s scalable, non-InP semiconductor
manufacturing platform for photonics, an important technology for the U.S. economy and national security.
CHIPS
funding is designed to advance semiconductor R&D, strengthen U.S. technology leadership, and accelerate the pace of commercialization
to enable technology dominance in the industries of the future. Scalable manufacturing of compound semiconductors is critical to AI,
advanced computing, and other applications. Aeluma’s non-InP, large-diameter substrate platform addresses supply chain constraints
and enables the scaling of photonic components such as high-speed photodetectors and lasers. These technologies will accelerate domestic
production for next generation AI interconnects, network communications, and sensing.
“We
are pleased to be one of the companies selected to receive an LOI for funding to support the AI and advanced computing ecosystem in the
U.S.,” said Jonathan Klamkin, Ph.D., Aeluma’s President and CEO. “This award aims to accelerate development and commercialization
of our scalable, high-performance semiconductor platform, leveraging Aeluma’s facilities in Goleta, California, and partner sites
within the U.S. With growing demand for photonics in AI and advanced computing infrastructure, Aeluma is poised for broad market adoption
of our innovative technology solutions.”
“With
today’s compute supply chain investments, the Trump Administration is accelerating America’s innovation engine,” said
Secretary of Commerce Howard Lutnick. “These strategic investments will enhance our country’s domestic capabilities, create
high-paying jobs and keep America at the forefront of the semiconductor industry.”
“The
CHIPS R&D incentives will support a breakthrough in manufacturing of photonic devices for compute and communication networks,”
said Bill Frauenhofer, the Executive Director for Semiconductor Innovation and Investment at the Department of Commerce. “Accelerating
R&D for next generation substrates for domestic photonic devices provides American industry the extreme bandwidth and energy efficiency
to scale complex AI workloads.”
Aeluma
pioneered a platform to build high-performance photonics on large-diameter, mismatched substrates up to 300mm in size. This game-changing
technology bridges compound semiconductor materials with mainstream microelectronics to meet the scaling requirements of high growth
markets. The funded initiatives would accelerate commercialization of Aeluma’s high-performance semiconductors for the AI and advanced
computing markets. InP substrates are used for manufacturing critical photonic components, but these substrates are relatively expensive,
limited in manufacturing throughput, and subject to geopolitics and supply shortages. Aeluma leverages alternative, larger diameter substrates
to build high-performance photonics. The development contemplated in the LOI emphasizes manufacturing readiness and scaling of Aeluma’s
non-InP photonics, aligning with the U.S. CHIPS and Science Act objectives to strengthen domestic semiconductor manufacturing, supply
chain resiliency, and national security.
The
award is subject to the completion of further due diligence, required approvals, including internal approvals of the U.S. Government,
and the parties’ execution of definitive award documents. The LOI contemplates a portion of the award being funded up front and
the remainder funded on a milestone-based award structure tied to eligible project costs and technical progress.
Any
securities issued to the U.S. Department of Commerce in connection with the proposed award will not be registered under the Securities
Act of 1933, as amended, and may be issued only pursuant to an applicable exemption from the registration requirements of that Act. This
press release does not constitute an offer to sell or the solicitation of an offer to buy any securities of Aeluma, nor shall there be
any sale of such securities in any state or jurisdiction in which such offer, solicitation, or sale would be unlawful prior to registration
or qualification under the securities laws of such state or jurisdiction. In connection with executing final award documents, Aeluma
would issue equity securities to the U.S. Department of Commerce with an aggregate value equal to the award amount.
About
Aeluma
Aeluma
(NASDAQ: ALMU) is a transformative semiconductor company specializing in high-performance photonic and electronic technologies that
scale. The company’s proprietary platform combines compound semiconductors with scalable manufacturing used for mass market
microelectronics to enable volume production and large-scale integration. Applications for Aeluma’s technology include
mobile, AI, defense and aerospace, robotics, automotive, AR/VR, and quantum. Headquartered in Goleta, California, Aeluma operates
state-of-the-art R&D and manufacturing capabilities for semiconductor wafer production, quick-turn chip fabrication, rapid
prototyping, test, and validation. Aeluma also partners with production-scale fabrication foundries, packaging, and integration
companies. For more information, visit www.aeluma.com.
2
Forward-Looking
Statements
This
press release contains forward-looking statements within the meaning of the safe harbor provisions of the Private Securities Litigation
Reform Act of 1995 and other securities laws. All statements in this press release that are not historical are forward-looking statements,
including, among other things, statements whether Aeluma or the U.S. Department of Commerce will enter into definitive award documents
on acceptable terms, or at all, whether Aeluma will receive or retain any portion of the proposed funding, the potential issuance of
Company securities to the U.S. Department of Commerce, potential applications and resulting benefits of Aeluma’s technology, timing
of development and commercialization of Aeluma’s products, anticipated demand for Aeluma’s products, and impacts of the Award
on the same. These statements are not historical facts but rather are based on Aeluma’s current expectations, estimates, and projections
regarding its business, operations, and other similar or related factors. Words such as “anticipate,” “could,”
“growing,” “intend,” “may,” “plan,” “poised,” “potential,” “will,”
“would,” and other similar or related expressions are used to identify these forward-looking statements, although not all
forward-looking statements contain these words. These forward-looking statements are neither promises nor guarantees, and you should
not place undue reliance on forward-looking statements because they involve known and unknown risks, uncertainties, and assumptions that
are difficult or impossible to predict and, in some cases, beyond Aeluma’s control. Actual results may differ materially from those
in the forward-looking statements as a result of a number of factors, including uncertainty as to whether Aeluma and the U.S. Department
of Commerce will establish and execute definitive award documents for the proposed funding on acceptable terms, or at all; uncertainty
as to whether, when, and in what amount Aeluma will receive or retain any portion of the proposed funding; the perceived and actual dilutive
effects of the proposed issuance of common stock; impacts of an equity stake by the U.S. government in Aeluma, including any related
reputational, regulatory, or governance considerations; Aeluma’s ability to satisfy applicable milestones associated with the funding;
the risk that anticipated benefits of the proposed funding, including acceleration of commercialization and scaling of Aeluma’s
non-InP photonics platform, may not be realized on the timeline anticipated or at all; changes in U.S. government policy, funding priorities,
or budgetary constraints that could affect the availability or continuation of CHIPS and Science Act programs; Aeluma’s history
of losses and limited operating history, and its ability to achieve or sustain profitability; competitive, technological, and market
risks affecting the adoption of Aeluma’s semiconductor and photonics products for AI, high-performance computing, and other target
markets; general economic, geopolitical, and supply-chain conditions affecting the semiconductor industry; and other risks described
in Aeluma’s filings with the U.S. Securities and Exchange Commission. Aeluma undertakes no obligation to revise or update information
in this release to reflect events or circumstances in the future, even if new information becomes available, except as required by law.
Company:
Aeluma,
Inc.
(805) 351-2707
info@aeluma.com
Investor
Contact:
Financial
Profiles, Inc.
Moira
Conlon and Alex Villalta
(310)
622-8227
ir@aeluma.com
Source:
Aeluma, Inc.
3
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