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Form 8-K

sec.gov

8-K — HeartBeam, Inc.

Accession: 0001213900-26-074979

Filed: 2026-07-02

Period: 2026-06-30

CIK: 0001779372

SIC: 3841 (SURGICAL & MEDICAL INSTRUMENTS & APPARATUS)

Item: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

Documents

8-K — ea0296965-8k_heart.htm (Primary)

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8-K — CURRENT REPORT

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UNITED STATES

SECURITIES AND EXCHANGE

COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section

13 or 15(d) of the Securities and Exchange Act of 1934

Date of Report (Date

of earliest event reported): June 30, 2026

HEARTBEAM, INC.

(Exact name of Registrant

as specified in its charter)

Delaware

001-41060

47-4881450

(State or other jurisdiction

of incorporation)

(Commission

File Number)

(IRS Employer

Identification No.)

2118 Walsh Avenue,

Suite 210

Santa Clara, CA

95050

(Address of principal

executive offices, including zip code)

(408) 899-4443

(Registrant’s

telephone number, including area code)

Check the appropriate

box below if the 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following

provisions:

Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)).

Securities registered

pursuant to Section 12(b) of the Act:

Title

of each class

Trading

Symbol(s)

Name

of each exchange on which registered

Common

Stock

BEAT

NASDAQ

Warrant

BEATW

NASDAQ

Indicate by check mark

whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule

12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company

If an emerging growth

company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or

revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 3.01. Notice of Delisting or Failure to

Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

On June 30, 2026, HeartBeam, Inc. (the “Company”)

received a deficiency letter (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”)

notifying the Company that, based upon the closing bid price of the Company’s common stock, par value $0.0001 per share (the “Common

Stock”), for the last 30 consecutive business days, the Company is not currently in compliance with the requirement to maintain

a minimum bid price of $1.00 per share for continued listing on The Nasdaq Capital Market, as set forth in Nasdaq Listing Rule 5550(a)(2)

(the “Minimum Bid Price Requirement”).

The Notice has no immediate effect on the continued

listing status of the Common Stock on The Nasdaq Capital Market, and, therefore, the Company’s listing remains fully effective.

In accordance with Nasdaq Listing Rule 5810(c)(3)(A),

the Company is provided a compliance period of 180 calendar days from the date of the Notice, or until December 28, 2026, to regain compliance

with the Minimum Bid Price Requirement. To regain compliance, the closing bid price of the Common Stock must meet or exceed $1.00 per

share for a minimum of ten consecutive business days prior to December 28, 2026.

If the Company is not in compliance with the Minimum

Bid Price Requirement by December 28, 2026, the Company may be afforded a second 180 calendar day compliance period. To qualify for this

additional compliance period, the Company will be required to meet the continued listing requirement for market value of publicly held

shares and all other initial listing standards for The Nasdaq Capital Market, with the exception of the Minimum Bid Price requirement.

The Company intends to actively monitor the closing

bid price of the Common Stock and will evaluate available options to regain compliance with the Minimum Bid Price Requirement. However,

there can be no assurance that the Company will regain compliance with the Minimum Bid Price Requirement during the 180-day compliance

period, secure a second period of 180 days to regain compliance, or maintain compliance with the other Nasdaq listing requirements. If

the Company does not regain compliance within the allotted compliance period, including any extensions that Nasdaq grants, Nasdaq will

provide notice that the Common Stock will be subject to delisting. The Company would then be entitled to appeal that determination to

a Nasdaq hearings panel.

1

SIGNATURES

Pursuant to the requirements

of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto

duly authorized.

HeartBeam, Inc.

Date: July 2, 2026

By:

/s/ Timothy Cruickshank

Name:

Timothy Cruickshank

Title:

Chief Financial Officer

2

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