Form 8-K
8-K — Cingulate Inc.
Accession: 0001493152-26-014914
Filed: 2026-04-02
Period: 2026-03-27
CIK: 0001862150
SIC: 2834 (PHARMACEUTICAL PREPARATIONS)
Item: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of The Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): March 27, 2026
CINGULATE
INC.
(Exact
name of registrant as specified in its charter)
Delaware
001-40874
86-3825535
(State
or other jurisdiction
(Commission
(IRS
Employer
of
incorporation)
File
Number)
Identification
No.)
1901
W. 47th Place
Kansas
City, KS 66205
(Address
of principal executive offices) (Zip Code)
(913)
942-2300
(Registrant’s
telephone number, including area code)
(Former
name or former address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
☐
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
Trading
Symbol(s)
Name
of exchange on which registered
Common
Stock, par value $0.0001 per share
CING
The
Nasdaq Stock Market LLC
(Nasdaq
Capital Market)
Warrants,
exercisable for common stock
CINGW
The
Nasdaq Stock Market LLC
(Nasdaq
Capital Market)
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405)
or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging
growth company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of
Certain Officers.
On
March 27, 2026, following stockholder approval of the Issuance Proposal (defined below), Zhanpeng “Frederick” Jiang was appointed
as a member of the Board of Directors (the “Board”) of Cingulate Inc. (the “Company”), effective
immediately, to serve as a Class I director until the Company’s 2028 Annual Meeting of Stockholders and until his successor is
duly elected and qualified, or until his earlier death, resignation or removal, subject to the terms and conditions of the securities
purchase agreement, which was filed previously with the Company’s Current Report on Form 8-K, dated January 28, 2026. Following
the appointment of Mr. Jiang, the Class I directors will consist of Peter Werth, Jeff Hargroves and Mr. Jiang.
Mr.
Jiang was appointed to serve as a member of the Audit Committee of the Board. Following the appointment of Mr. Jiang, the Audit Committee
will consist of Jeffrey S. Ervin, as chairman, John A. Roberts, Bryan Lawrence, Mr. Hargroves and Mr. Jiang.
Mr.
Jiang was appointed to serve as a member of the Compensation Committee of the Board. Following the appointment of Mr. Jiang, the Compensation
Committee will consist of Mr. Lawrence, as chairman, Mr. Ervin, Mr. Roberts, Mr. Hargroves and Mr. Jiang.
Mr.
Jiang was also appointed to serve as a member of the Nominating and Corporate Governance Committee of the Board. Following the appointment
of Mr. Jiang, the Nominating and Corporate Governance Committee will consist of Mr. Ervin, as chairman, Mr. Lawrence, Mr. Roberts, Mr.
Hargroves and Mr. Jiang.
The
Board has determined that Mr. Jiang is independent as defined in Listing Rule 5605 of the Nasdaq Stock Market LLC for purposes of serving
on the Board. Pursuant to the Company’s Non-Employee Director Compensation Program (the “Director Compensation Program”),
Mr. Jiang was granted an option to purchase 15,000 shares of the Company’s common stock (the “Option”). The
shares subject to Mr. Jiang’s Option will have a per share exercise price equal to the last reporting sale price reported by the
Nasdaq Stock Market on the date of grant and the Option will vest over a period of one year in two equal installments on each six-month
anniversary of the grant date for so long as Mr. Jiang remains on the Board through each such vesting date. In addition, Mr. Jiang will
be entitled to receive annual cash retainers in the amount of $ $40,000 per year for his service on the Board and $7,500, $5,000 and
$4,000 per year for his service on the Audit Committee, Compensation Committee and Nominating and Governance Committee, respectively,
and any other compensation provided pursuant to the Director Compensation Program.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
CINGULATE
INC.
Dated:
April 2, 2026
By:
/s/
Shane J. Schaffer
Name:
Shane
J. Schaffer
Title:
Chief
Executive Officer
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Mar. 27, 2026
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Entity File Number
001-40874
Entity Registrant Name
CINGULATE
INC.
Entity Central Index Key
0001862150
Entity Tax Identification Number
86-3825535
Entity Incorporation, State or Country Code
DE
Entity Address, Address Line One
1901
W. 47th Place
Entity Address, City or Town
Kansas
City
Entity Address, State or Province
KS
Entity Address, Postal Zip Code
66205
City Area Code
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Local Phone Number
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Title of 12(b) Security
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CING
Security Exchange Name
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Warrants, exercisable for common stock
Title of 12(b) Security
Warrants,
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Security Exchange Name
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