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Form 8-K

sec.gov

8-K — Capstone Energy Plus, Inc.

Accession: 0001104659-26-099750

Filed: 2026-08-21

Period: 2026-08-20

CIK: 0001009759

SIC: 3510 (ENGINES & TURBINES)

Item: Submission of Matters to a Vote of Security Holders

Documents

8-K — tm2623744d1_8k.htm (Primary)

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2026-08-20

2026-08-20

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UNITED STATES

SECURITIES AND EXCHANGE

COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13

or 15 (d) of The Securities Exchange Act of 1934

Date of Report (Date of

earliest event reported): August 20, 2026

CAPSTONE

ENERGY+, INC.

(Exact name of registrant

as specified in its charter)

Delaware

001-15957

20-1514270

(State or other jurisdiction

(Commission File Number)

(IRS Employer

of incorporation)

Identification No.)

16640

Stagg Street,

Van

Nuys, California

91406

(Address of principal executive

offices)

(Zip Code)

(818)

734-5300

(Registrant’s telephone

number, including area code)

Former name or former address, if changed since last report: N/A

Check the appropriate box below if the Form 8-K

filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨ Written

communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨ Soliciting

material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨ Pre-commencement

communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨ Pre-commencement

communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant

to Section 12(b) of the Act:

Title of

each class

Trading Symbol(s)

Name of

exchange on which registered

Common

Stock, par value $0.001 per share

CEPL

The

Nasdaq Global Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR

§230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging

growth company ¨

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying

with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Item 5.07

Submission of Matters to a Vote of Security Holders

On August 20, 2026, Capstone Energy+, Inc. (the

“Company”) held its 2026 annual meeting of stockholders (the “Annual Meeting”). At the close of business on July

2, 2026, the record date for the Annual Meeting (the “Record Date”), 32,220,718 shares of the Company’s voting common

stock, par value $0.001 per share (“Common Stock”), were issued and outstanding, and each holder of the Company’s Common

Stock as of the Record Date was entitled to one vote for each share of Common Stock held by such stockholder on that date. Also as of

the record date, 80,000 shares of Company’s Series A Convertible Preferred Stcok (“Series A Preferred Stock”) were issued

and outstanding, and each holder of the Company’s Series A Preferred Stock was entitled to vote the largest number of whole shares

of Common Stock into which such shares were convertible on the Record date, which as of such date, were convertible into 16,203,835 shares

of Common Stock. Holders of the Company’s non-voting common stock, par value $0.001 per share, were not entitled to notice of, or

to vote at, the Annual Meeting. At the Annual Meeting, stockholders entitled to a total of 20,293,123 votes, or approximately 42% of the

voting power of all outstanding shares of capital stock of the Company entitled to vote at the Annual Meeting, were present or represented

by proxy, constituting a quorum. The final voting results on the proposals presented for stockholder approval at the Annual Meeting were

as follows:

Proposal

1: The election of the following individuals to the Company’s board of directors as Class III directors to serve until

the Company’s 2029 annual meeting of stockholders or until their respective successors have been elected and qualified.

Director

Votes For

Votes Withheld

Broker Non-Votes

Vincent J. Canino

9,694,709

870,909

9,727,505

John P. Miller

9,695,062

870,556

9,727,505

Mr. Canino and Mr. Miller were each re-elected

as Class III directors of the Company to serve until the Company’s 2029 annual meeting of stockholders or until the election and

qualification of their successors in office, subject to their earlier death, resignation, retirement, disqualification or removal.

Proposal

2: A non-binding advisory vote on the compensation of the Company’s named executive officers.

Votes For

Votes Against

Votes Abstained

Broker Non-Votes

10,127,935

230,324

207,359

9,727,505

The stockholders approved, on a non-binding advisory

basis, the compensation of the Company’s named executive officers.

Proposal

3: Ratification of the appointment of CBIZ CPAs PC (“CBIZ”) as the Company’s independent registered public

accounting firm for the fiscal year ending March 31, 2027.

Votes For

Votes Against

Votes Abstained

Broker Non-Votes

20,204,527

56,153

32,443

-

The stockholders voted to ratify the

appointment of CBIZ as the Company’s independent registered public accounting firm for the fiscal year ending March 31, 2027.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf

by the undersigned hereunto duly authorized.

CAPSTONE

ENERGY+, INC.

Date: August 21, 2026

By:

/s/ John P.

Miller

Name: John P. Miller

Title: Interim Chief Financial Officer

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Entity Incorporation, State or Country Code

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Entity Address, Address Line One

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