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Form 8-K

sec.gov

8-K — Cocrystal Pharma, Inc.

Accession: 0001493152-26-026965

Filed: 2026-06-03

Period: 2026-06-03

CIK: 0001412486

SIC: 2834 (PHARMACEUTICAL PREPARATIONS)

Item: Regulation FD Disclosure

Item: Financial Statements and Exhibits

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8-K — form8-k.htm (Primary)

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2026-06-03

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UNITED

STATES

SECURITIES

AND EXCHANGE COMMISSION

Washington,

D.C. 20549

FORM

8-K

CURRENT

REPORT

Pursuant

to Section 13 or 15(d) of The Securities Exchange Act of 1934

Date

of Report (Date of earliest event reported): June 3, 2026

Cocrystal

Pharma, Inc.

(Exact

name of registrant as specified in its charter)

Delaware

001-38418

35-2528215

(State

or other Jurisdiction

of

Incorporation)

(Commission

File

Number)

(IRS

Employer

Identification

No.)

19805

N. Creek Parkway

Bothell,

WA

98011

(Address

of principal executive offices)

(Zip

Code)

Registrant’s

telephone number, including area code: (877) 262-7123

(Former

name or former address, if changed since last report.): n/a

Check

the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under

any of the following provisions:

Written

communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting

material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement

communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement

communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate

by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405)

or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging

growth company ☐

If

an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying

with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Securities

registered pursuant to Section 12(b) of the Act:

Title

of Each Class

Trading

Symbol(s)

Name

of each exchange on which registered

Common

Stock

COCP

The

Nasdaq Stock Market, LLC

(The Nasdaq Capital Market)

Item

7.01 Regulation FD Disclosure

On

June 3, 2026, Cocrystal Pharma, Inc. (the “Company”) issued a press release announcing James Sapirstein’s appointment

as Chief Executive Officer. A copy of the press release is furnished as Exhibit 99.1.

The

information in this Item 7.01 (including Exhibit 99.1) shall not be deemed “filed” for purposes of Section 18 of the Securities

Exchange Act of 1934 (the “Exchange Act”) or otherwise subject to the liabilities under such section, and shall not be deemed

to be incorporated by reference into any filing of the Company under the Securities Act of 1933 or the Exchange Act.

Item

9.01 Financial Statements and Exhibits.

(d)

Exhibits

Exhibit

Description

99.1

Press Release dated June 3, 2026

104

Cover

Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

Pursuant

to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by

the undersigned hereunto duly authorized.

Cocrystal

Pharma, Inc.

Date:

June 3, 2026

By:

/s/

James Martin

Name:

James

Martin

Title:

Chief

Financial Officer

EX-99.1

EX-99.1

Filename: ex99-1.htm · Sequence: 2

Exhibit

99.1

Cocrystal

Pharma Appoints James Sapirstein, Biopharma Industry Leader with Extensive Antiviral Development Experience, as Chief Executive Officer

BOTHELL,

Wash., June 3, 2026 – Cocrystal Pharma Inc. (Nasdaq: COCP) (“Cocrystal” or the “Company”), a clinical-stage

biotechnology company developing novel therapeutics to meet the growing need for effective, safe antiviral treatments, has appointed

James Sapirstein Chief Executive Officer, effective immediately. The Company also plans to appoint Mr. Sapirstein as a member of the

Board of Directors. He has extensive pharmaceutical industry leadership and development experience. Mr. Sapirstein replaces Sam Lee and

Jim Martin, who served as Co-Chief Executive Officers. Sam Lee will continue as President and transition to Chief Scientific Officer,

and Jim Martin will continue as Chief Financial Officer.

“James

brings the right experience in the biopharma business as we’re accelerating the advancement of multiple clinical programs,”

said Roger Kornberg, Ph.D., Chairman of Cocrystal Pharma. “We have known him for many years, and our management team and board

are appreciative of his decision to join us as Chief Executive Officer.”

Mr.

Sapirstein commented, “Cocrystal’s pipeline comprises transformative antivirals developed using its structure based drug

discovery platform. We are well positioned with the right technology and team to create meaningful benefits for patients as well as our

shareholders. The potential to address the need for new antivirals is highly motivating for me with my product development and launch

background.”

Mr.

Sapirstein has participated in or led 23 product launches. He has also driven numerous business development transactions. Mr. Sapirstein

was Chief Executive Officer of Contravir Pharmaceuticals, served as the founding Chief Executive Officer of Tobira Therapeutics, and

as Executive Vice President, Metabolic and Endocrinology, for Serono Laboratories.

Earlier

in his career, he held senior marketing and commercialization positions, at Gilead Sciences and director of international marketing of

the infectious disease division at Bristol Myers Squibb.

Mr.

Sapirstein is a member of several industry boards and previously served as Chairman of BioNJ as well as Biotechnology Innovation Organization

board member for more than a decade. He is also a founding member of the board of advisors of the Miami Biotech Collective.

About

Cocrystal Pharma’s Structure-Based Drug Discovery Platform

Cocrystal

Pharma is leveraging its structure based drug discovery platform technology to design next generation antiviral candidates that precisely

target viral replication mechanisms. By binding to highly conserved regions of viral enzymes, the Company’s compounds aim to maintain

potency against mutating strains while minimizing off target effects, offering potentially safer, broad spectrum antiviral solutions.

This approach streamlines candidate identification and optimization, enabling more rapid progression of promising therapies with robust

resistance and safety profiles.

1

The

Company’s platform provides a three dimensional structure of inhibitor complexes at near-atomic resolution, providing immediate

insight to guide Structure Activity Relationships. This helps identify novel binding sites and enables a rapid turnaround of structural

information through highly automated X-ray data processing and refinement. This technology permits the development of novel broad spectrum

antivirals.

About

Cocrystal Pharma

Cocrystal

Pharma Inc. is a clinical stage biotechnology company discovering and developing novel antiviral therapeutics that target the replication

process of noroviruses, influenza viruses, coronaviruses (including SARS-CoV-2), and hepatitis C viruses. Cocrystal employs unique structure

based technologies to create viable antiviral drugs. For more information, visit www.cocrystalpharma.com.

Cautionary

Note Regarding Forward-Looking Statements

This

press release contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995, including

statements regarding the Company’s potential to address the need for new antivirals through its research and development of product

candidates. The words “believe,” “may,” “estimate,” “continue,” “anticipate,”

“intend,” “should,” “plan,” “could,” “target,” “potential,” “is

likely,” “will,” “expect” and similar expressions, as they relate to us, are intended to identify forward-looking

statements. We have based these forward-looking statements largely on our current expectations and projections about future events. Some

or all of the events anticipated by these forward-looking statements may not occur. Important factors that could cause actual results

to differ from those in the forward-looking statements include, but are not limited to, the risks and uncertainties arising from inflation,

affordability, the possibility of a recession, increases or other developments with respect to interest rates, uncertainty surrounding

the impacts arising from imposed and threatened tariffs and developments with respect thereto, and wars and geopolitical conflicts including

those in Ukraine and with Iran on our Company, our collaboration partners, and on the U.S. and global economies, including manufacturing

and research delays arising from raw materials and labor shortages, supply chain disruptions and other business interruptions including

any adverse impacts on our ability to obtain raw materials and test animals as well as similar problems with our vendors our and our

collaboration partners’ technology and software performing as expected, financial difficulties experienced by certain partners,

the results of future preclinical and clinical trials, general risks arising from clinical trials, receipt of regulatory approvals, regulatory

changes and potential litigation challenging initiatives and actions taken by the Trump Administration which could, among other things,

result in delays in regulatory approvals or limit access to federal funding for our programs, development of effective treatments and/or

vaccines by competitors, including as part of the programs financed by the U.S. government, potential mutations in a virus we are targeting

which may result in variants that are resistant to a product candidate we develop, and our liquidity. Further information on our risk

factors is contained in our filings with the SEC, including the “Risk Factors” in Item 1A of our Annual Report on Form 10-K

for the year ended December 31, 2025. Any forward-looking statement made by us herein speaks only as of the date on which it is made.

Factors or events that could cause our actual results to differ may emerge from time to time, and it is not possible for us to predict

all of them. We undertake no obligation to publicly update any forward-looking statement, whether as a result of new information, future

developments or otherwise, except as may be required by law.

Investor

Contact:

Nicolas

Johnson

Russo

Partners

nic.johnson@russopartnersllc.com

(303)

482-6405

Media

Contact:

David

Schull

Russo

Partners

david.schull@russopartnersllc.com

(858)

717-2310

2

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