Form 8-K

8-K — NEXGEL, INC.

Accession: 0001493152-26-036206

Filed: 2026-08-05

Period: 2026-07-31

CIK: 0001468929

SIC: 3841 (SURGICAL & MEDICAL INSTRUMENTS & APPARATUS)

Item: Submission of Matters to a Vote of Security Holders

Item: Financial Statements and Exhibits

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UNITED

STATES

SECURITIES

AND EXCHANGE COMMISSION

Washington,

D.C. 20549

FORM

8-K

CURRENT

REPORT

Pursuant

to Section 13 or 15(d) of the

Securities

Exchange Act of 1934

Date

of Report (Date of earliest event reported): July 31, 2026

NEXGEL,

INC.

(Exact

name of registrant as specified in its charter)

Delaware

001-41173

26-4042544

(State

or other jurisdiction

(Commission

(IRS

Employer

incorporation)

File Number)

Identification

No.)

2150

Cabot Boulevard West, Suite B

Langhorne,

Pennsylvania

19047

(Address

of principal executive offices)

(Zip

Code)

Registrant’s

telephone number, including area code: (215) 702-8550

(Former

name or former address, if changed since last report)

Not

Applicable

Check

the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under

any of the following provisions:

☐

Written

communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐

Soliciting

material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐

Pre-commencement

communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐

Pre-commencement

communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities

registered pursuant to Section 12(b) of the Act:

Title

of each class

Trading

Symbol(s)

Name

of each exchange on which registered

Common Stock, par value

$0.001

NXGL

The Nasdaq Capital Market

LLC

Warrants to Purchase Common

Stock

NXGLW

The Nasdaq Capital Market

LLC

Indicate

by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405

of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging

growth company ☒

an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying

with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item

5.07. Submission of Matters to a Vote of Security Holders.

July 31, 2026, NexGel, Inc. (the “Company”) held its 2026 Annual Meeting of Stockholders (the “Annual

Meeting”). At the Annual Meeting, there were 6,398,925 shares of common stock represented in person or by proxy of the

9,225,242 shares of common stock entitled to be cast, constituting a quorum. The Company’s stockholders voted on the seven proposals

listed below, which proposals are described in detail in the Company’s definitive proxy statement filed with the U.S. Securities

and Exchange Commission on June 9, 2026 (the “2025 Proxy Statement”), which is incorporated by reference herein. The

final votes on the proposals presented at the Annual Meeting are as follows:

PROPOSAL

1: TO ELECT SEVEN (7) DIRECTORS TO SERVE UNTIL THE NEXT ANNUAL MEETING OR UNTIL THEIR SUCCESSORS ARE DULY ELECTED AND QUALIFIED.

Votes For

Withheld

Broker Non-Votes

Adam Levy

3,598,808

176,850

2,623,267

Steven Glassman

3,736,195

39,463

2,623,267

Steven A. Ciardiello

3,747,161

28,497

2,623,267

Scott R. Henry

3,130,618

645,040

2,623,267

Dr. Jerome B. Zeldis

3,565,711

209,947

2,623,267

Brian J. Kieser

3,255,404

520,254

2,623,267

Kevin M. Harris

3,265,350

510,308

2,623,267

a result, each of Mr. Levy, Mr. Glassman, Mr. Ciardiello, Dr. Zeldis, Mr. Kieser and Mr. Harris was elected for a term expiring at the

Company’s 2027 Annual Meeting of Stockholders. As previously disclosed, Mr. Henry resigned as a member of the Company’s Board

of Directors effective July 1, 2026 and no longer serves as a director of the Company.

PROPOSAL

2: TO APPROVE, FOR PURPOSES OF NASDAQ LISTING RULE 5635(d), THE ISSUANCE OF SHARES OF COMMON STOCK ISSUABLE UPON CONVERSION OF THE CONVERTIBLE

PROMISSORY NOTES AND EXERCISE OF THE WARRANTS ISSUED IN THE APRIL 2026 AND MAY 2026 PRIVATE PLACEMENT TRANSACTIONS, INCLUDING THE CONVERTIBLE

PROMISSORY NOTE ISSUED TO CELULARITY INC.

Votes For

Votes Against

Votes Abstaining

Broker Non-Votes

3,582,916

185,847

6,895

2,623,267

a result, the issuance of shares of common stock issuable upon conversion of the Notes and exercise of the Warrants issued in the April

2026 and May 2026 private placement transactions, in accordance with Nasdaq Listing Rule 5635(d), was approved.

PROPOSAL

3: TO APPROVE THE REINCORPORATION OF THE COMPANY FROM THE STATE OF DELAWARE TO THE STATE OF NEVADA

Votes For

Votes Against

Votes Abstaining

Broker Non-Votes

1,761,539

2,010,108

4,011

2,623,267

a result, Proposal 3, the reincorporation of the Company from the State of Delaware to the State

of Nevada, did not receive the affirmative vote of a majority of the outstanding shares of common stock required for approval. Proposal

3 was not approved by the Company’s stockholders.

PROPOSAL

4: TO APPROVE AN INCREASE IN THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK OF THE COMPANY FROM 25,000,000 TO 100,000,000 SHARES

Votes For

Votes Against

Votes Abstaining

Broker Non-Votes

3,188,609

512,325

74,724

2,623,267

a result, Proposal 4, the increase in the number of authorized shares of common stock, did not receive the affirmative vote of a majority

of the outstanding shares of common stock required for approval. Proposal 4 was not approved by the Company’s stockholders.

PROPOSAL

5: TO APPROVE, AT THE DISCRETION OF THE BOARD OF DIRECTORS, A REVERSE STOCK SPLIT OF THE ISSUED AND OUTSTANDING SHARES OF COMMON STOCK

AT A RATIO IN THE RANGE OF 1-FOR-2 TO 1-FOR-10

Votes For

Votes Against

Votes Abstaining

Broker Non-Votes

2,888,389

829,511

57,758

2,623,267

a result, the proposal to authorize a reverse stock split of the issued and outstanding shares of common stock did not receive the affirmative

vote of a majority of the outstanding shares of common stock required for approval. Proposal 5 was not approved by the Company’s

stockholders.

PROPOSAL

6: TO APPROVE, ON AN ADVISORY AND NON-BINDING BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN

THE 2026 PROXY STATEMENT.

Votes For

Votes Against

Votes Abstaining

Broker Non-Votes

2,867,532

663,066

245,060

2,623,267

a result, the compensation of the Company’s named executive officers, as disclosed in the 2026 Proxy Statement, was approved on

an advisory basis.

PROPOSAL

7: TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF TURNER, STONE & COMPANY, L.L.P. AS THE COMPANY’S

INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2026.

Votes For

Votes Against

Votes Abstaining

6,230,776

74,291

93,858

a result, the appointment of Turner, Stone & Company, L.L.P. as the Company’s independent registered public accounting firm

for the fiscal year ending December 31, 2026 was ratified.

Item 9.01. Financial Statements and Exhibits.

(d)

Exhibits

Exhibit

No.

Description

104

Cover

Page Interactive Data File (formatted as Inline XBRL)

SIGNATURES

Pursuant

to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by

the undersigned hereunto duly authorized.

Date:

August 5, 2026

NEXGEL,

INC.

By:

/s/

Adam Levy

Adam

Levy

Chief

Executive Officer

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Entity File Number

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Entity Registrant Name

NEXGEL,

INC.

Entity Central Index Key

0001468929

Entity Tax Identification Number

26-4042544

Entity Incorporation, State or Country Code

Entity Address, Address Line One

2150

Cabot Boulevard West

Entity Address, Address Line Two

Suite B

Entity Address, City or Town

Langhorne

Entity Address, State or Province

Entity Address, Postal Zip Code

19047

City Area Code

(215)

Local Phone Number

702-8550

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Security Exchange Name

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