Form 8-K
8-K — Humacyte, Inc.
Accession: 0001104659-26-071862
Filed: 2026-06-09
Period: 2026-06-09
CIK: 0001818382
SIC: 2836 (BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES))
Item: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item: Submission of Matters to a Vote of Security Holders
Item: Financial Statements and Exhibits
Documents
8-K — tm2617355d1_8k.htm (Primary)
EX-3.1 — EXHIBIT 3.1 (tm2617355d1_ex3-1.htm)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange
Act of 1934
Date of Report (Date of earliest event reported):
June 9, 2026
Humacyte, Inc.
(Exact name of registrant as specified in its charter)
Delaware
001-39532
85-1763759
(State or other jurisdiction of
incorporation or organization)
(Commission File Number)
(I.R.S. Employer
Identification Number)
2525 East North Carolina Highway 54
Durham, NC
27713
(Address of principal executive offices)
(Zip code)
(919) 313-9633
(Registrant’s telephone number, including
area code)
Not Applicable
(Former name or former address, if changed since
last report)
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which
registered
Common
Stock, par value $0.0001 per share
HUMA
The Nasdaq Stock Market LLC
Redeemable
Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
HUMAW
The Nasdaq Stock Market LLC
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change
in Fiscal Year.
As described under Item 5.07 of this Current Report
on Form 8-K (the “Report”), Humacyte, Inc. (the “Company”) held its 2026 Annual Meeting of Stockholders (the “Annual
Meeting”) on June 9, 2026. At the Annual Meeting, upon the recommendation of the Company’s board of directors, the Company’s
stockholders approved an amendment to the Company’s Second Amended and Restated Certificate of Incorporation (the “Certificate
of Incorporation”) to increase the number of authorized shares of the Company’s common stock from 350,000,000 to 550,000,000
(the “Amendment”). The Amendment became effective upon the filing thereof with the Secretary of State of the State of Delaware
on June 9, 2026.
The foregoing description of the Amendment does
not purport to be complete and is qualified in its entirety by reference to the full text of the Amendment, a copy of which is filed as
Exhibit 3.1 to this Report and is incorporated herein by reference.
Item 5.07. Submission of Matters to a Vote of Security Holders.
On June 9, 2026, the Company held its Annual Meeting.
At the Annual Meeting, the Company’s stockholders voted on three proposals, all of which are described in more detail in the Company’s
definitive proxy statement on Schedule 14A filed with the Securities and Exchange Commission on April 28, 2026 (the “Proxy Statement”).
As of the close of business on April 23, 2026,
the record date for the Annual Meeting, there were 222,019,108 shares of the Company’s common stock outstanding, each of which was
entitled to one vote with respect to each proposal. A total of 127,474,086 shares of common stock, representing approximately 57.41% of
the shares of common stock entitled to vote, were present in person or by proxy, constituting a quorum.
Proposal 1 – Election of Directors
The stockholders elected each of the three Class
II directors who were nominated to serve until the Company’s 2029 annual meeting of stockholders or until such director’s
successor is elected, or until such director’s earlier death, resignation or removal. The results of stockholders’ votes on
this matter were as follows:
Nominee
For
Withheld
Broker Non-Votes
John P. Bamforth
48,332,651
13,968,428
65,173,007
Keith Anthony Jones
52,871,152
9,429,927
65,173,007
Kathleen Sebelius
52,765,738
9,535,341
65,173,007
Proposal No. 2 – Approval of Named Executive Officer Compensation
The stockholders approved, on an advisory basis,
the compensation paid to the Company’s named executive officers, as described in the executive compensation section of the proxy
statement. The results of stockholders’ votes on this matter were as follows:
For
Against
Abstain
Broker Non-Votes
40,100,324
19,493,367
2,707,388
65,173,007
1
Proposal No. 3 – Approval of the Frequency of Future Advisory
Votes on Named Executive Officer Compensation
The stockholders approved, on an advisory basis,
the holding of advisory vote to approve the compensation paid to the Company’s named executive officers on an annual basis. The
results of stockholders’ votes on this matter were as follows:
1 Year
2 Years
3 Years
Abstain
Broker Non-Votes
54,130,231
5,976,614
1,068,557
1,125,677
65,173,007
The Company will include an advisory vote to approve executive compensation
on an annual basis until the next required vote on the frequency of future advisory votes to approve executive compensation.
Proposal 4 – Ratification of the Selection of Independent
Registered Public Accounting Firm
The appointment of Pricewaterhouse Coopers LLP
as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026 was ratified. The results
of stockholders’ votes on this matter were as follows:
For
Against
Abstain
125,187,135
1,654,285
632,666
There were no broker non-votes on this proposal.
Proposal 5 – Approval of an Amendment to the Certificate
of Incorporation to Increase the Number of Authorized Shares of Common Stock.
The stockholders approved the Amendment to increase
the number of authorized shares of common stock from 350,000,000 shares to 550,000,000 shares. The results of stockholders’ votes
on this matter were as follows:
For
Against
Abstain
102,313,282
23,088,322
2,072,482
There were no broker non-votes on this proposal.
2
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
Exhibit
Number
Description
3.1
Certificate
of Amendment to the Second Amended and Restated Certificate of Incorporation of Humacyte, Inc., as amended.
104
Cover
Page Interactive Data File (embedded within the Inline XBRL document).
3
SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
HUMACYTE, INC.
Date: June 9, 2026
By:
/s/ Dale A. Sander
Name:
Dale A. Sander
Title:
Chief Financial Officer, Chief Corporate Development Officer and Treasurer
4
EX-3.1 — EXHIBIT 3.1
EX-3.1
Filename: tm2617355d1_ex3-1.htm · Sequence: 2
Exhibit 3.1
CERTIFICATE OF AMENDMENT
TO THE
SECOND AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION
OF
HUMACYTE, INC.
Humacyte, Inc. (the “Corporation”),
a corporation duly organized and existing under the General Corporation Law of the State of Delaware (the “DGCL”),
does hereby certify that:
FIRST: The original certificate of incorporation
of the Corporation was filed with the Secretary of State of the State of Delaware on July 1, 2020. The Corporation filed an amended and
restated certificate of incorporation with the Secretary of State of the State of Delaware on September 17, 2020. The Corporation filed
a second amended and restated certificate of incorporation with the Secretary of State of the State of Delaware on August 26, 2021, and
filed a certificate of amendment to the second amended and restated certificate of incorporation with the Secretary of State of the State
of Delaware on June 10, 2025 (as so amended, the “Second Amended and Restated Certificate”).
SECOND: The amendment to the Second Amended and
Restated Certificate set forth below was duly adopted by the board of directors and the stockholders of the Corporation in accordance
with Sections 228 and 242 of the DGCL.
THIRD: Section 4.1 of Article IV of the Second
Amended and Restated Certificate is hereby amended and restated in its entirety to read as follows:
“Section 4.1 Authorized Capital Stock.
The total number of shares of all classes of capital stock, each with a par value of $0.0001 per share, which the Corporation is authorized
to issue is 570,000,000 shares, consisting of (a) 550,000,000 shares of common stock (the “Common Stock”) and
(b) 20,000,000 shares of preferred stock (the “Preferred Stock”).”
FOURTH: This Certificate of Amendment to the Second
Amended and Restated Certificate shall be effective upon filing with the Secretary of State of the State of Delaware. Except as herein
amended, all other provisions of the Second Amended and Restated Certificate remain in full force and effect.
* * * *
IN WITNESS WHEREOF, the Corporation has
caused this Certificate of Amendment to be executed by the undersigned authorized officer as of the 9th day of June, 2026.
By:
/s/ Dale A. Sander
Dale A. Sander
Chief Financial Officer, Chief Corporate Development Officer,
and Treasurer
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