Form 8-K
8-K — Oxford Square Capital Corp.
Accession: 0001213900-26-054051
Filed: 2026-05-11
Period: 2026-05-08
CIK: 0001259429
Item: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item: Financial Statements and Exhibits
Documents
8-K — ea0289938-01_8k.htm (Primary)
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UNITED STATES
SECURITIES AND
EXCHANGE COMMISSION
Washington, D.C.
20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
May 8, 2026
OXFORD
SQUARE CAPITAL CORP.
(Exact name of registrant as specified in charter)
Maryland
814-00638
20-0188736
(State or Other Jurisdiction
of Incorporation)
(Commission
File Number)
(I.R.S. Employer
Identification No.)
8 Sound Shore Drive, Suite 255
Greenwich, CT
06830
(Address of Principal Executive Offices)
(Zip Code)
(203) 983-5275
(Registrant’s telephone number, including
area code)
N/A
(Former name or former address, if changed since
last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b)
of the Act:
Title of each class
Trading
Symbol(s)
Name of each exchange
on which registered
Common Stock, par value $0.01 per share
OXSQ
NASDAQ Global Select Market LLC
5.50% Notes due 2028
OXSQG
NASDAQ Global Select Market LLC
7.75% Notes due 2030
OXSQH
NASDAQ Global Select Market LLC
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant
to Section 13(a) of the Exchange Act. ☐
Item 5.03
Amendment to Articles of Incorporation or Bylaws.
On May 8, 2026, Oxford Square Capital Corp., a
Maryland corporation (the “Company”), filed an Articles of Amendment (the “Articles of Amendment”) to its charter
with the State Department of Assessments and Taxation of Maryland (“SDAT”) to increase the total number of authorized shares
of capital stock of the Company from 100,000,000 shares to 300,000,000 shares, initially consisting of 300,000,000 shares of common stock,
par value $0.01 per share. The Articles of Amendment became immediately effective upon filing.
The foregoing description of the Articles of Amendment
does not purport to be complete and is qualified in its entirety by reference to the full text of the Articles of Amendment, which is
filed as Exhibit 3.1 hereto and incorporated herein by reference.
Item 9.01 - Financial Statements and Exhibits.
(d) Exhibits:
Exhibit
Number
Description
3.1
Articles of Amendment, dated May 8, 2026.
104
Cover Page Interactive Data File (embedded within the Inline XBRL document).
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934,
the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
OXFORD SQUARE CAPITAL CORP.
Date: May 8, 2026
By:
/s/ Saul B. Rosenthal
Name:
Saul B. Rosenthal
Title:
President
EX-3.1
EX-3.1
Filename: ea028993801_ex3-1.htm · Sequence: 2
Exhibit 3.1
ARTICLES OF Amendment
OF
OXFORD SQUARE CAPITAL CORP.
Oxford Square Capital Corp., a Maryland corporation
(the “Corporation”), having its principal office in the State of Maryland, hereby certifies to the State Department of Assessments
and Taxation of Maryland (the “Department”) that:
FIRST: The Corporation desires to, and
does hereby, amend its Articles of Incorporation, dated July 21, 2003, as amended by the Articles of Amendment, dated December 3, 2007,
March 16, 2018 and March 19, 2018 (collectively, the “Charter”), as currently in effect as hereafter set forth.
SECOND: The Charter is hereby amended by
deleting the existing Section 6.1 in its entirety and substituting in lieu thereof a new Section 6.1 which reads as follows:
Section 6.1 Authorized
Shares. The Corporation has authority to issue 300,000,000 shares of stock initially consisting of 300,000,000 shares of
Common Stock, $0.01 par value per share (“Common Stock”). The aggregate par value of all authorized shares of stock having
par value is $3,000,000. If shares of one class of stock are classified or reclassified into shares of another class of stock
pursuant to this Article VI, the number of authorized shares of the former class shall be automatically decreased and the number of shares
of the latter class shall be automatically increased, in each case by the number of shares so classified or reclassified, so that the
aggregate number of shares of stock of all classes that the Corporation has authority to issue shall not be more than the total number
of shares of stock set forth in the first sentence of this paragraph. A majority of the entire Board of Directors, without
any action by the stockholders of the Corporation, may amend the charter from time to time to increase or decrease the aggregate number
of shares of stock or the number of shares of stock of any class or series that the Corporation has authority to issue.
THIRD: The amendment to the Charter as
set forth above has been approved by a majority of the entire Board of Directors of the Corporation and is limited to a change expressly
authorized by Section 2-105(a)(13) of the Maryland General Corporation Law to be made without action by stockholders.
FOURTH: The total number of shares of stock
which the Corporation had authority to issue immediately before the amendment to the Charter as set forth above was 100,000,000, which
shares were of a class denominated Common Stock, $0.01 par value per share. The aggregate par value of all shares of all classes immediately
before the amendment to the Charter as set forth above was $1,000,000.
FIFTH: The total number of shares of stock
which the Corporation has authority to issue immediately after the amendment to the Charter as set forth above is 300,000,000 which shares
are of a class denominated Common Stock, $0.01 par value per share. The aggregate par value of all shares of all classes immediately after
the amendment to the Charter as set forth above is $3,000,000.
SIXTH: The amendment to the Charter did
not change any of the preferences, conversion and other rights, voting powers, restrictions, limitations as to dividends, qualifications,
and terms and conditions of redemption of any of the Corporation’s stock.
[Remainder of Page Intentionally Left Blank]
IN WITNESS WHEREOF, the Corporation has caused these Articles of Amendment
to be signed in its name and on its behalf by its President and Chief Operating Officer and attested by its Secretary on May 8, 2026.
OXFORD SQUARE CAPITAL CORP.
Attest:
/s/ Bruce L. Rubin
By:
/s/ Saul B. Rosenthal
Name:
Bruce L. Rubin
Name:
Saul B. Rosenthal
Title:
Secretary
Title:
Chief Operating Officer and President
THE UNDERSIGNED, Saul B. Rosenthal, President
and Chief Operating Officer of Oxford Square Capital Corp. who executed on behalf of said corporation the foregoing Articles of Amendment,
of which this certificate is made a part, hereby acknowledges, in the name and on behalf of said corporation, the foregoing Articles of
Amendment to be the corporate act of said corporation and further certifies that, to the best of his knowledge, information, and belief,
the matters and facts set forth herein with respect to the approval thereof are true in all material respects, under penalties of perjury.
By:
/s/ Saul B. Rosenthal
Name:
Saul B. Rosenthal
Title:
Chief Operating Officer and President
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